DFX Intelligence

R••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

R••••• P••••••••

Advisor at P••••••

Garden Grove, CA | BETHESDA, MD

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Search this name across graphsid dfx:ria:f495e456-25bf-fd1f-5c00-510719d7c81f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 17, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Asset manager	Aug 21, 2025	n/a	yes	BETHESDA, MD\|Garden Grove, CA	Current employment
S••••• I••••••••• M••••••••• L••	Independent wealth	Aug 12, 2020	Nov 4, 2021	no	SANTA MONICA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M••••••••• L••	P••••••	Nov 4, 2021	Aug 21, 2025	1,386	Firm change after gap	Other
O• I••••••••• M••••••••• C•	S••••• I••••••••• M••••••••• L••	Dec 31, 2019	Aug 12, 2020

Relationships

Registered with (5)

→ P••••••Registered adviserregistration: current employment
Aug 21, 2025 to presentfactForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 12, 2020 to Nov 4, 2021factForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: previous registration
May 29, 2019 to Dec 31, 2019factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f495e456-25bf-fd1f-5c00-510719d7c81f
First observed: Jan 17, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.