DFX Intelligence

M•••• A•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M•••• A•••••• R•••••••••

Advisor at C••• L••

Pittsburgh, PA | OMAHA, NE

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Search this name across graphsid dfx:ria:f496ab90-a34c-0e96-1b0f-424224b455ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jan 13, 2026	n/a	yes	OMAHA, NE\|Pittsburgh, PA	Current employment
N••• A•••••••• L••	Independent wealth	Mar 12, 2023	Dec 16, 2025	no	BUFFALO, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• A•••••••• L••	C••• L••	Dec 16, 2025	Jan 13, 2026	28	Firm change	RIA to ibd
M••••••	N••• A•••••••• L••	Mar 8, 2023	Mar 12, 2023

Relationships

Registered with (3)

→ C••• L••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ N••• A•••••••• L••Registered adviserregistration: previous registration
Mar 12, 2023 to Dec 16, 2025factForm ADV
→ M••••••Registered adviserregistration: previous registration
Jul 26, 2022 to Mar 8, 2023factForm ADV

Dated events

Occurred
Dec 16, 2025
Advisor changed firm
M•••• A•••••• R••••••••• left N••• A•••••••• L•• for C••• L•• (registered 2026-01-13)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2023
Advisor changed firm
M•••• A•••••• R••••••••• left Mariner for N••• A•••••••• L•• (registered 2023-03-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f496ab90-a34c-0e96-1b0f-424224b455ce
First observed: Jul 26, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.