DFX Intelligence

Data Factory

B•••• T••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••• T••••• C•••••

Advisor at B•••••••• A•••• M••••••••• L••

RENO, NV | Greenwich, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4ad3588-d35c-ddd9-a9c1-04bc78d93f0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Apr 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Sep 25, 2025	n/a	yes	Greenwich, CT\|RENO, NV	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Sep 23, 2022	Sep 25, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	B•••••••• A•••• M••••••••• L••	Sep 25, 2025	Sep 25, 2025	0	Firm change	Ibd to RIA
L•••••• I•••••••••	C•••••• A•••••••	Sep 26, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
162200:139627:CT:2022-09-26	Sep 26, 2022	Sep 23, 2022	FARMINGTON, CT	Firm change
519:162200:PA:2022-09-26	Sep 26, 2022	Apr 15, 2015	FORT WASHINGTON, PA	Firm change after gap

Relationships

Registered with (6)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 25, 2025 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2022 to Sep 25, 2025factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Apr 15, 2015 to Sep 26, 2022factForm ADV
→ L•••••• I•••••••••

Dated events

Occurred
Sep 25, 2025
Advisor changed firm
B•••• T••••• C••••• left I•••••••• A•••••••• L•• for B•••••••• A•••• M••••••••• L•• (registered 2025-09-25)
Form ADVobserved 7 days ago
Occurred
Sep 26, 2022
Advisor changed firm
B•••• T••••• C••••• left C•••••• A••••••• for I•••••••• A•••••••• L•• (registered 2022-09-23)
Form ADVobserved 7 days ago
Occurred
Sep 26, 2022
Advisor changed firm
B•••• T••••• C••••• left L•••••• I••••••••• for C•••••• A••••••• (registered 2015-04-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4ad3588-d35c-ddd9-a9c1-04bc78d93f0a
First observed: Apr 13, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.