DFX Intelligence

T••• A••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

T••• A••••• B••••••

Advisor at A••••••• I••••••••• A•••••••• L••

Greensboro, NC | NEEDHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4ad5c56-225f-cb17-372a-168353328858

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 24, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_MANAGER	May 18, 2021	n/a	yes	NEEDHAM, MA\|Greensboro, NC	Current employment
B••• I••••••••• I••••••••• A•••••••• I•••	Former SEC adviser	Apr 24, 2017	Dec 31, 2020	no	Greensboro, NC\|GREENVILLE, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• I••••••••• I••••••••• A•••••••• I•••	A••••••• I••••••••• A•••••••• L••	Dec 31, 2020	May 18, 2021	138	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
106156:120632:SC:2020-12-31	Dec 31, 2020	May 18, 2021	GREENVILLE, SC	Firm change

Relationships

Registered with (2)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 18, 2021 to presentfactForm ADV
→ B••• I••••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 24, 2017 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4ad5c56-225f-cb17-372a-168353328858
First observed: Apr 24, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.