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C•••• M••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C•••• M••••• J••••••

Advisor at C••••••

Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4b51f03-b758-6b3f-fd45-65acd1907316

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 7, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••	Independent wealth	Jan 1, 2025	n/a	yes	Newport Beach, CA	Current employment
D•••••• • Y•••••• L••	Former SEC adviser	Mar 10, 2022	Mar 31, 2023	no	SAN DIEGO, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• • Y•••••• L••	C••••••	Mar 31, 2023	Jan 1, 2025	642	Firm change after gap	RIA to RIA
W•••••• • R•••	D•••••• • Y•••••• L••	Apr 19, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107672:319448:CA:2023-03-31	Mar 31, 2023	Jan 1, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (6)

→ C••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ D•••••• • Y•••••• L••Registered adviserregistration: previous registration
Mar 10, 2022 to Mar 31, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 2, 2011 to Apr 19, 2016factForm ADV
→ M••••••• I••••••••• M••••••••• ••• L••

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
C•••• M••••• J•••••• left D•••••• • Y•••••• L•• for Corient (registered 2025-01-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4b51f03-b758-6b3f-fd45-65acd1907316
First observed: Jun 9, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.