DFX Intelligence

M••••••• E•••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••••••• E•••••••• B••••

Advisor at S••••• M•••••••••

NORTH LITTLE ROCK, AR | Houston, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Jul 19, 2023	n/a	yes	NORTH LITTLE ROCK, AR\|Houston, TX	Current employment
B•••• T•••• W••••• M••••••••• L••	Mixed wealth	Mar 31, 2020	Jul 19, 2023	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• T•••• W••••• M••••••••• L••	S••••• M•••••••••	Jul 19, 2023	Jul 19, 2023	0	Firm change	RIA to RIA
U••••• C•••••• F•••••••• A•••••••	B•••• T•••• W••••• M••••••••• L••	May 12, 2020	Mar 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
167811:127145:TX:2023-07-19	Jul 19, 2023	Jul 19, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (3)

→ S••••• M•••••••••Registered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 31, 2020 to Jul 19, 2023factForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Feb 22, 2018 to May 12, 2020factForm ADV

Dated events

Order

Occurred
19 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 22, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.