DFX Intelligence

B•••• T•••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserMixed wealth managerSEC registeredRAUM 1b 10b

B•••• T•••• W••••• M••••••••• L••

CRD 167811

MADISON, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Aug 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 71
Dated events: 42
On other graphs: 2
Observed: Jul 28, 2020 to Aug 28, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••• T•••• W••••• M••••••••• L••

Intermediary · key_crd, shared_crd

Allocatorsidentity

B•••• T•••• W••••• M••••••••• L••

Investment consultant · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.25 fund_share=0.0 institutional_share=0.74 related_bd=true related_bank=false bd_reps=4.0
Regulatory AUM: $5.2B••• Locked
Discretionary RAUM: $2.9B
Private client RAUM: $1.3Bderived••• Locked
Private client share: 25%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 26
RAUM per advisor: $200Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••••• R• O••••	n/a	MADISON, WI	9	9	1	yes
M•••••• P••••	n/a	SPRING, TX \| MADISON, WI	6	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• T•••• A••••••• G••••• L•	MANAGING MEMBER	E	yes	05/2024	Aug 28, 2026	Aug 28, 2026
M••••••• T••••••	VICE PRESIDENT	Na	yes	06/2024	Aug 28, 2026	Aug 28, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• T•••• C••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••• T•••• M•••••••• A•••••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Indianapolis	In	United States	5	no
Tewksbury	Ma	United States	4	yes
Scottsdale	Az	United States	2	no
Tempe	Az	United States	2	no
EAST LANSING	Mi	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	3.8%	0	0	0	4	8

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.2B	$4.4B	17.7%	$3.9B	9.9%	31	27	8	9

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• W••••• G••••• L••	2	Apr 22, 2024	Jul 15, 2024	MOUNTAIN VIEW, CA	Team lift out	RIA to RIA	8.3%
W•••• F•••• A•••••••	2	Jan 26, 2024	Jan 29, 2024

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
K•••• A•••• M••••••••• L••	2	Aug 1, 2025	Aug 7, 2025	NASHVILLE, TN	Team lift out	Other	50.0%
H•••• • H•••• W••••• M•••••••••	3	Jul 15, 2022	Jan 11, 2023

Relationships

Controls (12)

← M••••••• T••••••OwnerVICE PRESIDENT, ownership code NA, individual
Aug 28, 2026 to presentfactForm ADV
← O••••• B••••••• R•OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 28, 2026 to presentfactForm ADV
← B•••• T•••• A••••••• G••••• L•OwnerMANAGING MEMBER, ownership code E, domestic entity
Aug 28, 2026 to presentfactForm ADV
← W•••••• T•••••• F••••••OwnerPRESIDENT, ownership code NA, individual
Aug 28, 2026 to presentfact

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
28 Aug 2026
Ria principal change
••• Locked
Form ADV
Occurred
28 Aug 2026
Ria office opened2 events
B•••• T•••• W••••• M••••••••• L••: ria office opened, 2 events, on 28 Aug 2026
- ••• Locked
- ••• Locked
Occurred
28 Aug 2026
Ria office closed3 events
B•••• T•••• W••••• M••••••••• L••: ria office closed, 3 events, on 28 Aug 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
30 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Aug 2025
Team lift-out
••• Locked
Form ADV
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 28, 2020
Last observed: Aug 28, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••• L••• B•••••••	Certified Financial Planner	MADISON, WI	5	27	3	yes
B••••••• M•••• S•••	n/a	Houston, TX	5	11	n/a	no
S••••• M•••••• S••••••	n/a	MADISON, WI \| Anaconda, MT	4	10	3	no
M•••••• S••••• P•••••••	Chartered Financial Analyst	MADISON, WI \| Tewksbury, MA	4	13	1	no
D•••• M•••••• D••••••	n/a	MADISON, WI \| Tewksbury, MA	4	18	1	no
J••••• M• R•••••	Chartered Financial Analyst	MADISON, WI \| Tewksbury, MA	4	14	2	no
T•••••• E••••• H•••	Certified Financial Planner	Tewksbury, MA \| MADISON, WI	4	11	2	no
J••••• A•••• S••••	n/a	MADISON, WI \| Tempe, AZ	3	26	2	no
P•••••• R•• M•••••••	n/a	MADISON, WI \| Tempe, AZ	3	10	1	no
C•••••• H•••• G•••••••••	n/a	MADISON, WI \| S••••sdale, AZ	3	35	2	no
W•••••• F•••••• G••••	Certified Financial Planner	MILWAUKEE, WI	2	21	n/a	no
S•••• M•••• M•••••	n/a	Minneapolis, MN \| MADISON, WI	2	15	n/a	yes
R•••••• J••••• K••••	n/a	MADISON, WI \| Tewksbury, MA	1	11	1	no
R•• S••••	n/a	Indianapolis, IN	1	11	n/a	no
K••••• A•• K••••••	n/a	Nashville, TN	1	12	2	no

All 13 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•• W••••••• H•••••••• L•••	LIMITED PARTNER	C	yes	06/2024	Jun 28, 2024	Dec 9, 2024
H•••••• • F••••••• C•••••• P••••••• X• ••••••••• L•••	LIMITED PARTNER	C	yes	06/2024	Jun 28, 2024	Dec 9, 2024
H•••••• • F••••••• C•••••• P••••••• X• L•••	LIMITED PARTNER	C	yes	06/2024	Jun 28, 2024	Dec 9, 2024