DFX Intelligence

S••••• R••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S••••• R••••••••• A••••••• L••

CRD 333226

PROVO, UT

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Search this name across graphsid dfx:ria:f4be2c79-dee7-9f15-b9c1-f31de9c77c0b

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2026 to Mar 20, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $3.5M••• Locked
Discretionary RAUM: $3.5M
Private client RAUM: $1.8Mderived••• Locked
Private client share: 52%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2
Offices

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T•••• L•• H•••	Certified Financial Planner	PROVO, UT \| LAS VEGAS, NV	1	10	2	no
T•••• H•••• C•••••••	Certified Financial Planner	PROVO, UT	1	12

Relationships

Registered with (4)

← J••••• A••• M•••••Advisorregistration: current employment
May 21, 2026 to presentfactForm ADV
← R••••• A••••• N•••••Advisorregistration: current employment
Sep 18, 2025 to presentfactForm ADV
← T•••• L•• H•••Advisorregistration: current employment
Mar 18, 2025 to presentfactForm ADV
← T•••• H•••• C•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4be2c79-dee7-9f15-b9c1-f31de9c77c0b
First observed: Mar 20, 2026
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.