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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

TOGETHER PLANNING

MALLINI COMPLETE FINANCIAL PLANNING LLC, CRD 175341

GAINESVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4bec2dc-1abf-9cf7-047b-a35da9bb407b

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Feb 10, 2022 to Mar 3, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $176MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $175M
Private client RAUM: $175MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $58.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 587
Individual clients: 131
High net worth clients: 56
Custody, client assets: $3.3M
SEC number: 801-123429
CRD: 175341
Filings on the tape: 10
First filed: Feb 10, 2022
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGE THOMAS MALLINI	n/a	GAINESVILLE, FL \| Roswell, GA	11	11	n/a	no
JUDSON THOMAS MALLINI	Certified Financial Planner	Jacksonville, FL \| GAINESVILLE, FL	11	20	1	no
LIA REGINA BERTELSON	Certified Financial Planner	GAINESVILLE, FL \| ROSWELL, GA	10	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BERTELSON, LIA, REGINA	MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	02/2015	Feb 10, 2022	Jul 24, 2024
KNOLL, VIRGINIA, MARIE	Member	C	yes	02/2015	Feb 10, 2022	Jul 24, 2024
MALLINI, GEORGE, THOMAS	Member	Na	yes	02/2015	Feb 10, 2022	Jul 24, 2024
MALLINI, JUDSON, THOMAS	Member	C	yes	08/2015	Feb 10, 2022	Jul 24, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Roswell	Ga	United States	2	no
Jacksonville	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$176M	$175M	4	3	2	n/a	n/a
2024	Mar 27, 2025	$157M	$156M	6	4	2	n/a	n/a
2023	Feb 29, 2024	$129M	$128M	6	3	2	n/a	n/a
2022	Mar 1, 2023	$98.2M	$97.8M	6	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$176M	$157M	12.2%	$98.2M	21.5%	4	6	2	2

Relationships

Registered with (4)

← LIA REGINA BERTELSONAdvisorregistration: current employment
Aug 2, 2016 to presentfactForm ADV
← JUDSON THOMAS MALLINIAdvisorregistration: current employment
Aug 31, 2015 to presentfactForm ADV
← GEORGE THOMAS MALLINIAdvisorregistration: current employment
Jun 12, 2015 to presentfactForm ADV
← JOHN HOWARD ABERNETHYAdvisorregistration: previous registration
Jun 3, 2024 to Sep 12, 2025factForm ADV

Controls (4)

← MALLINI, JUDSON, THOMASOwnerMEMBER, ownership code C, individual
Feb 10, 2022 to Jul 24, 2024factForm ADV
← MALLINI, GEORGE, THOMASOwnerMEMBER, ownership code NA, individual
Feb 10, 2022 to Jul 24, 2024factForm ADV
← BERTELSON, LIA, REGINAOwnerMEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Feb 10, 2022 to Jul 24, 2024factForm ADV
← KNOLL, VIRGINIA, MARIEOwnerMEMBER, ownership code C, individual
Feb 10, 2022 to Jul 24, 2024factForm ADV

Dated events

Occurred
Sep 12, 2025
Advisor changed firm
John Howard Abernethy left Together Planning for Synchronous Wealth Advisors Llc (registered 2025-12-16)
Form ADVobserved 4 days ago
Occurred
Feb 10, 2022
First Form ADV filing
Together And/Or Together Planning filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4bec2dc-1abf-9cf7-047b-a35da9bb407b
First observed: Feb 10, 2022
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOGETHER PLANNING

MALLINI COMPLETE FINANCIAL PLANNING LLC, CRD 175341

GAINESVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4bec2dc-1abf-9cf7-047b-a35da9bb407b

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGE THOMAS MALLINI

n/a

GAINESVILLE, FL | Roswell, GA

n/a

JUDSON THOMAS MALLINI

Certified Financial Planner

Jacksonville, FL | GAINESVILLE, FL

LIA REGINA BERTELSON

Certified Financial Planner

GAINESVILLE, FL | ROSWELL, GA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BERTELSON, LIA, REGINA

MEMBER/CHIEF COMPLIANCE OFFICER

yes

02/2015

Feb 10, 2022

Jul 24, 2024

KNOLL, VIRGINIA, MARIE

Member

yes

02/2015

Feb 10, 2022

Jul 24, 2024

MALLINI, GEORGE, THOMAS

Member

yes

02/2015

Feb 10, 2022

Jul 24, 2024

MALLINI, JUDSON, THOMAS

Member

yes

08/2015

Feb 10, 2022

Jul 24, 2024

City

State

Country

Employees

Also broker-dealer

Roswell

United States

Jacksonville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$176M

$175M

n/a

2024

Mar 27, 2025

$157M

$156M

n/a

2023

Feb 29, 2024

$129M

$128M

n/a

2022

Mar 1, 2023

$98.2M

$97.8M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$176M

$157M

12.2%

$98.2M

21.5%