DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Together Planning
Legal name Mallini Complete Financial Planning LLC
Latest filing Mar 3, 2026
First filing on the tape Feb 10, 2022 · 10 filings
SEC status approved since Mar 14, 2022
RAUM
$176M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$175M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$58.7M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$176M as of Mar 3, 2026
Mar 1, 2023$98.2M then
HNW client RAUM$138M as of Mar 3, 2026
Mar 1, 2023$69.9M then
State-registered IARs (5.B.3)3 as of Mar 3, 2026
Mar 1, 20233 then
Employees (5.A)4 as of Mar 3, 2026
Mar 1, 20236 then
Private funds: no history
RAUM +12% over the last fiscal year+21% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $58.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $299,761derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $3.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M78%
- Individuals$37.2M21%
- Charitable organizations$993,3260.6%
- Corporations and businesses$97,7480.1%
- Individual clients
- 131reported
- HNW clients
- 56reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 587reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.3M for 2 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Thomas Mallini | Gainesville, Fl | Jun 12, 2015 | 11 y | 0 |
| Judson Thomas MalliniCertified Financial Planner | Jacksonville, Fl | Aug 31, 2015 | 20 y | 1 |
| Lia Regina BertelsonCertified Financial Planner | Gainesville, Fl | Aug 2, 2016 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- John Howard Abernethy to Synchronous Wealth Advisors LLCSep 12, 2025 · RIA to RIA
- John Howard Abernethy to Vanguard Advisers, Inc.Sep 7, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- John Howard Abernethy from Sycamore Financial Planning, LLCJun 3, 2024 · Other
- Judson Thomas Mallini from Pruco Securities, LLCAug 31, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Regina Lia Bertelson · Member/Chief Compliance Officercontrolsince 02/2015 · owns 25% to 50%
- Marie Virginia Knoll · Membercontrolsince 02/2015 · owns 25% to 50%
- Thomas George Mallini · Membercontrolsince 02/2015 · owns less than 5%
- Thomas Judson Mallini · Membercontrolsince 08/2015 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gainesville, Fl · principal | 3 | 0 | 0 | ||
| Roswell, Ga | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Roswell, GA2 employees
- Jacksonville, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 3, 2026custody of client assets (Item 9.A): no on the filing of 2025-10-28, yes on the filing of 2026-03-03peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 552 to 587Oct 28, 2025 to Mar 3, 2026
- Advisory employees · 4 to 3Oct 28, 2025 to Mar 3, 2026
- HNW clients · 53 to 56Oct 28, 2025 to Mar 3, 2026
- Individual clients · 124 to 131Oct 28, 2025 to Mar 3, 2026
- Assets in custody · unset to 3345010.0Oct 28, 2025 to Mar 3, 2026
- Custody of client assets · false to trueOct 28, 2025 to Mar 3, 2026
- Employees · 6 to 4Oct 28, 2025 to Mar 3, 2026
- State-registered IARs · 4 to 3Oct 28, 2025 to Mar 3, 2026
- Discretionary RAUM · $156M to $175MOct 28, 2025 to Mar 3, 2026
- HNW RAUM · $123M to $138MOct 28, 2025 to Mar 3, 2026
- Individual RAUM · $32.9M to $37.2MOct 28, 2025 to Mar 3, 2026
- Non-discretionary RAUM · $1.2M to $1.3MOct 28, 2025 to Mar 3, 2026
- RAUM · $157M to $176MOct 28, 2025 to Mar 3, 2026
- Financial planning clients · 101-250 to 101-250Mar 27, 2025 to Jul 14, 2025
- Accounts · 500 to 552Jul 24, 2024 to Mar 27, 2025
- Advisory employees · 3 to 4Jul 24, 2024 to Mar 27, 2025
- Business name · TOGETHER AND/OR TOGETHER PLANNING to TOGETHER PLANNINGJul 24, 2024 to Mar 27, 2025
- HNW clients · 46 to 53Jul 24, 2024 to Mar 27, 2025
- Individual clients · 126 to 124Jul 24, 2024 to Mar 27, 2025
- State-registered IARs · 3 to 4Jul 24, 2024 to Mar 27, 2025
- Discretionary RAUM · $128M to $156MJul 24, 2024 to Mar 27, 2025
- HNW RAUM · $99.1M to $123MJul 24, 2024 to Mar 27, 2025
- Individual RAUM · $28.7M to $32.9MJul 24, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $962,638 to $1.2MJul 24, 2024 to Mar 27, 2025
- RAUM · $129M to $157MJul 24, 2024 to Mar 27, 2025
- Accounts · 444 to 500Oct 3, 2023 to Feb 29, 2024
- HNW clients · 446 to 46Oct 3, 2023 to Feb 29, 2024
- Discretionary RAUM · $97.8M to $128MOct 3, 2023 to Feb 29, 2024
- HNW RAUM · $69.9M to $99.1MOct 3, 2023 to Feb 29, 2024
- Individual RAUM · $25.8M to $28.7MOct 3, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $369,378 to $962,638Oct 3, 2023 to Feb 29, 2024
- RAUM · $98.2M to $129MOct 3, 2023 to Feb 29, 2024
- Accounts · 423 to 444Feb 10, 2022 to Mar 1, 2023
- Advisory activities · 4 to 2Feb 10, 2022 to Mar 1, 2023
- HNW clients · 42 to 446Feb 10, 2022 to Mar 1, 2023
- Individual clients · 115 to 126Feb 10, 2022 to Mar 1, 2023
- Discretionary RAUM · $103M to $97.8MFeb 10, 2022 to Mar 1, 2023
- HNW RAUM · $73.3M to $69.9MFeb 10, 2022 to Mar 1, 2023
- Individual RAUM · $28.0M to $25.8MFeb 10, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $521,723 to $369,378Feb 10, 2022 to Mar 1, 2023
Signals
2 dated events
- John Howard Abernethy left Together Planning for Synchronous Wealth Advisors Llc (registered 2025-12-16)Sep 12, 2025 · Advisor changed firm · fact
- Together And/Or Together Planning filed its initial SEC registration (Form ADV)Feb 10, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/together-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TOGETHERPLANNING.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 352-221-9300reportedpublic record, Form ADV, Mar 3, 2026
- Team page
- togetherplanning.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026