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RIA / WealthAdvisorCertified Financial Planner34 years in industry

Timothy JUSTIN Raftis

Advisor at INSIGHT WEALTH STRATEGIES, LLC

SAN RAMON, CA

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Search this name across graphsid dfx:ria:f4c13378-c732-488d-93ea-17a8ba4d68d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGHT WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 7, 1992
First registration: Jul 8, 1997
Dual registered: no
Other names: TIMOTHY J RAFTIS
IAPD individual key: 1823676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGHT WEALTH STRATEGIES, LLC	Independent wealth	Dec 16, 2025	n/a	yes	SAN RAMON, CA	Current employment
B\|O\|S	Former SEC adviser	May 1, 2017	Jan 19, 2021	no	San Francisco, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 1, 2015	Jan 4, 2017	no	SAN FRANCISCO, CA	Previous registration
CLEARBRIDGE INVESTMENTS, LLC	Mixed wealth	Dec 15, 2005	Feb 19, 2015	no	NEW YORK, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Dec 21, 2005	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B\|O\|S	INSIGHT WEALTH STRATEGIES, LLC	Jan 19, 2021	Dec 16, 2025	1,792	Firm change after gap	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	B\|O\|S	Jan 4, 2017	May 1, 2017	117	Firm change	Other
CLEARBRIDGE INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 19, 2015	Sep 1, 2015	194	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	CLEARBRIDGE INVESTMENTS, LLC	Dec 21, 2005	Dec 15, 2005	-6	Bulk transfer	Other

Relationships

Registered with (5)

→ INSIGHT WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ B|O|SRegistered adviserregistration: previous registration
May 1, 2017 to Jan 19, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 1, 2015 to Jan 4, 2017factForm ADV
→ CLEARBRIDGE INVESTMENTS, LLCRegistered adviserregistration: previous registration
Dec 15, 2005 to Feb 19, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Dec 21, 2005factForm ADV

Dated events

No dated event names this entity yet.