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Advisor at AMERICANA PARTNERS, LLC
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICANA PARTNERS, LLC | Independent wealth | Nov 9, 2022 | n/a | yes | HOUSTON, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 19, 2015 | Oct 11, 2022 | no | HOUSTON, TX | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jun 22, 2009 | Jul 7, 2015 | no | HOUSTON, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jun 22, 2009 | no | THE WOODLANDS, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Mar 12, 2007 | Jan 1, 2008 | no | ST. LOUIS, MO|SPRING, TX | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Oct 5, 2006 | Feb 1, 2007 | no | THE WOODLANDS, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 16, 2005 | May 17, 2006 | no | THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERICANA PARTNERS, LLC | Oct 11, 2022 | Nov 9, 2022 | 29 | Firm change | Wirehouse to RIA |
| BARCLAYS CAPITAL INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 7, 2015 | Aug 19, 2015 | 43 | Firm change | Other |
| WELLS FARGO ADVISORS | BARCLAYS CAPITAL INC. | Jun 22, 2009 | Jun 22, 2009 | 0 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES INC. | A. G. EDWARDS & SONS, INC. | Feb 1, 2007 | Mar 12, 2007 | 39 | Firm change | Other |
| MORGAN STANLEY DW INC. | J.P. MORGAN SECURITIES INC. | May 17, 2006 | Oct 5, 2006 | 141 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19714:7691:TX:2015-07-07 | Jul 7, 2015 | Aug 19, 2015 | HOUSTON, TX | Firm change |