DFX Intelligence

L•••••• P••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

L•••••• P••• C•••••• M••••••••• L••

CRD 292864

BOSTON, MA

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Search this name across graphsid dfx:ria:f4d25561-78e7-692b-f345-8df5e27491c6

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 2
Observed: Apr 4, 2018 to Mar 24, 2026
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

L•••••• P••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

L•••••• P••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $707M••• Locked
Discretionary RAUM: $707M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••••• P••• C••••••• L••	Private Equity Fund	$509M	Mar 26, 2024	78	Mar 29, 2019	reported	021-321412
L•• L••••• L•	Private Equity Fund	$95.7M	Mar 26, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• S•••• W••••••	MANAGING PARTNER	D	yes	12/2009	Apr 4, 2018	Mar 26, 2024
L•••••• A••••••• H•••••••	MANAGING PARTNER	D	yes	12/2009	Apr 4, 2018	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•• A•• G•• L••	n/a	n/a	n/a	N	yes	n/a
L•• H•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
L•• L••••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$707M	$661M	6.9%	$623M	4.3%	12	12	0	0

Relationships

Advises (7)

→ L•••••• P••• C••••••• L••Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ L•• L••••• L•Private fundPrivate Equity Fund, IA
Jul 17, 2012 to presentfactForm ADV
→ L•• W••••••••• L•Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ L•• H•••••• L•Private fund

Dated events

Occurred
Jan 24, 2024
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 24, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$245M
Occurred
Mar 29, 2019
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4d25561-78e7-692b-f345-8df5e27491c6
First observed: Apr 4, 2018
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.