DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••••• P••• C•••••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Apr 4, 2018 · 15 filings
SEC status approved since May 4, 2018
RAUM
$707M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$707M as of Mar 24, 2026
Mar 29, 2019$409M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 29, 20190 then
Employees (5.A)12 as of Mar 24, 2026
Mar 29, 20197 then
Private funds5 as of Mar 24, 2026
Mar 29, 20197 then
RAUM +6.9% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $141MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $592M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$707M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $592M for 1 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• P••• C••••••• L•• | Private Equity Fund | $509M | 78 | Mar 29, 2019 |
| L•• L••••• L• | Private Equity Fund | $95.7M | 6 | Jul 17, 2012 |
| L•• A•• L• | Private Equity Fund | $12.8M | 21 | Apr 4, 2018 |
| L•• W•••••••• L•no longer reported | Private Equity Fund | $7.3M | 14 | Mar 30, 2012 |
| L•• H•••••• L• | Private Equity Fund | $4.2M | 33 | Apr 1, 2017 |
| L•• W••••••••• L• | Private Equity Fund | $1.7M | 21 | Mar 30, 2012 |
| L•• E•••••••• L•no longer reported | Private Equity Fund | $138,969 | 6 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• S•••• W•••••• · Managing Partnercontrolsince 12/2009 · owns 50% to 75%
- L•••••• A••••••• H••••••• · Managing Partnercontrolsince 12/2009 · owns 50% to 75%
- M••••••••• A•••••• C••••••• · Cfo/Coo/Ccocontrolsince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- L•• A•• G•• L••pooled vehicle sponsorn
- L•• H•••••• G•• L••pooled vehicle sponsorn
- L•• L••••• G•• L••pooled vehicle sponsorn
- L•• W••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $550M to $592MMar 24, 2025 to Mar 24, 2026
- Discretionary RAUM · $661M to $707MMar 24, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $661M to $707MMar 24, 2025 to Mar 24, 2026
- RAUM · $661M to $707MMar 24, 2025 to Mar 24, 2026
- Assets in custody · unset to 549891049.0Mar 26, 2024 to Mar 24, 2025
- Custody of client assets · false to trueMar 26, 2024 to Mar 24, 2025
- Employees · 11 to 12Mar 26, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $623M to $661MMar 26, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $623M to $661MMar 26, 2024 to Mar 24, 2025
- RAUM · $623M to $661MMar 26, 2024 to Mar 24, 2025
- Employees · 10 to 11Jan 24, 2024 to Mar 26, 2024
- Discretionary RAUM · $623M to $623MJan 24, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $623M to $623MJan 24, 2024 to Mar 26, 2024
- RAUM · $623M to $623MJan 24, 2024 to Mar 26, 2024
- Pooled vehicle clients · 6 to 5Mar 31, 2022 to Mar 31, 2023
- Employees · 9 to 10Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $658M to $623MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $658M to $623MMar 31, 2022 to Mar 31, 2023
- RAUM · $658M to $623MMar 31, 2022 to Mar 31, 2023
- Accounts · 7 to 5Nov 12, 2021 to Mar 31, 2022
- Advisory employees · 4 to 6Nov 12, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 6Nov 12, 2021 to Mar 31, 2022
- Employees · 7 to 9Nov 12, 2021 to Mar 31, 2022
- Private funds · 6 to 5Nov 12, 2021 to Mar 31, 2022
- Discretionary RAUM · $413M to $658MNov 12, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $413M to $658MNov 12, 2021 to Mar 31, 2022
- RAUM · $413M to $658MNov 12, 2021 to Mar 31, 2022
- Related adviser · true to falseNov 12, 2021 to Mar 31, 2022
- Accounts · 8 to 7Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 8 to 7Mar 30, 2020 to Mar 30, 2021
- Private funds · 7 to 6Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $381M to $413MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $381M to $413MMar 30, 2020 to Mar 30, 2021
- RAUM · $381M to $413MMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $409M to $381MApr 30, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $409M to $381MApr 30, 2019 to Mar 30, 2020
- RAUM · $409M to $381MApr 30, 2019 to Mar 30, 2020
- Accounts · 7 to 8Dec 17, 2018 to Mar 29, 2019
- Advisory employees · 3 to 4Dec 17, 2018 to Mar 29, 2019
Signals
5 dated events
- Coolidge Austin Mcclintock (Cfo/Coo/Cco) appeared on Schedule A of L•••••• P••• C•••••• M••••••••• L••Jan 24, 2024 · Control person joined · fact
- James Christopher Wolf (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of L•••••• P••• C•••••• M••••••••• L•• (listed 2023-11-27, absent 2024-01-24)Jan 24, 2024 · Control person left · inference
- L•••••• P••• C•••••• M••••••••• L•• reported RAUM $658.2M, up 59% from $413.2M (2021-11-12 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- L•••••• P••• C•••••• M••••••••• L•• reported RAUM $409.4M, up 239% from $120.7M (2018-12-17 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- L•••••• P••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••••• P••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L•••••• P••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/lincoln-peak-capital-management-llc/aboreportedpublic record, Form ADV, Sep 18, 2026
- Website
- L••••••P•••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (617) 765-4770reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026