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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

KEVIN LEE LOFTIN

Advisor at TRUIST ADVISORY SERVICES, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:f4d273e7-d190-eba3-db3e-838d8b08d204

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Jul 13, 1998
First registration: Aug 14, 2002
Dual registered: yes, broker-dealer
Other names: KEVIN LOFTIN
IAPD individual key: 3071118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Nov 27, 2018	n/a	yes	CHARLOTTE, NC	Current employment
MORGAN STANLEY	Wirehouse	Jun 10, 2010	Feb 22, 2013	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|PURCHASE, NY	Previous registration
FREITAG FINANCIAL GROUP, LLC	State registered	Jul 28, 2009	Nov 4, 2009	no	CHARLOTTE, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 3, 2008	May 28, 2009	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Dec 17, 2007	Jun 11, 2008	no	CHARLOTTE, NC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Apr 19, 2006	Aug 28, 2007	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 21, 2004	Apr 4, 2006	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Aug 14, 2002	Oct 28, 2003	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	TRUIST ADVISORY SERVICES, INC.	Feb 22, 2013	Nov 27, 2018	2,104	Firm change after gap	Wirehouse to ibd
FREITAG FINANCIAL GROUP, LLC	MORGAN STANLEY	Nov 4, 2009	Jun 10, 2010	218	Firm change	Other
WELLS FARGO ADVISORS	FREITAG FINANCIAL GROUP, LLC	May 28, 2009	Jul 28, 2009	61	Firm change	Wirehouse to state RIA
BB&T INVESTMENT SERVICES, INC.	WELLS FARGO ADVISORS	Jun 11, 2008	Jul 3, 2008	22	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	BB&T INVESTMENT SERVICES, INC.	Aug 28, 2007	Dec 17, 2007	111	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Apr 4, 2006	Apr 19, 2006	15	Firm change	Other
MORGAN STANLEY DW INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 28, 2003	Apr 21, 2004	176	Firm change	Other

Relationships

Registered with (8)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Nov 27, 2018 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 10, 2010 to Feb 22, 2013factForm ADV
→ FREITAG FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jul 28, 2009 to Nov 4, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 3, 2008 to May 28, 2009factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 17, 2007 to Jun 11, 2008factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Apr 19, 2006 to Aug 28, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 21, 2004 to Apr 4, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Aug 14, 2002 to Oct 28, 2003factForm ADV

Dated events

No dated event names this entity yet.