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RIA / WealthAdvisor37 years in industry

John David Santi

Advisor at MFO-USA ADVISORY, LLC

MEMPHIS, TN

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Search this name across graphsid dfx:ria:f4d6e82a-3243-1363-87a4-8f311ed28ff7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 16, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MFO-USA ADVISORY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 27, 1988
First registration: Jul 16, 1991
Dual registered: no
Other names: JOHN D SANTI
IAPD individual key: 1907762

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MFO-USA ADVISORY, LLC	State registered	Aug 12, 2021	n/a	yes	MEMPHIS, TN	Current employment
KIMERY WEALTH MANAGEMENT, LLC	Independent wealth	Apr 19, 2018	Jul 30, 2019	no	Germantown, TN	Previous registration
AVONDALE PARTNERS, LLC	Former SEC adviser	Mar 17, 2015	Apr 18, 2018	no	GERMANTOWN, TN\|NASHVILLE, TN\|NASHVILLE, TN\|Germantown, TN	Previous registration
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC	Independent wealth	Jul 9, 2013	Mar 17, 2015	no	GERMANTOWN, TN\|NASHVILLE, TN	Previous registration
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Dec 16, 2008	Jul 17, 2013	no	CHICAGO, IL	Previous registration
TACTICAL ALLOCATION GROUP, LLC	Former SEC adviser	Dec 6, 2007	Aug 11, 2008	no	BIRMINGHAM, MI\|GERMANTOWN, TN	Previous registration
STANFORD GROUP COMPANY	n/a	Jan 9, 2004	Dec 16, 2005	no	MEMPHIS, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 16, 1991	Feb 2, 2004	no	MEMPHIS, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KIMERY WEALTH MANAGEMENT, LLC	MFO-USA ADVISORY, LLC	Jul 30, 2019	Aug 12, 2021	744	Firm change after gap	RIA to state RIA
AVONDALE PARTNERS, LLC	KIMERY WEALTH MANAGEMENT, LLC	Apr 18, 2018	Apr 19, 2018	1	Firm change	Other
LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC	AVONDALE PARTNERS, LLC	Mar 17, 2015	Mar 17, 2015	0	Firm change	Other
ARETE WEALTH ADVISORS, LLC	LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLC	Jul 17, 2013	Jul 9, 2013	-8	Firm change	Other
TACTICAL ALLOCATION GROUP, LLC	ARETE WEALTH ADVISORS, LLC	Aug 11, 2008	Dec 16, 2008	127	Firm change	Other
STANFORD GROUP COMPANY	TACTICAL ALLOCATION GROUP, LLC	Dec 16, 2005	Dec 6, 2007	720	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	STANFORD GROUP COMPANY	Feb 2, 2004	Jan 9, 2004	-24	Firm change	Other

Relationships

Registered with (8)

→ MFO-USA ADVISORY, LLCRegistered adviserregistration: current employment
Aug 12, 2021 to presentfactForm ADV
→ KIMERY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 19, 2018 to Jul 30, 2019factForm ADV
→ AVONDALE PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 17, 2015 to Apr 18, 2018factForm ADV
→ LEXINGTON FINANCIAL/LIFE MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 9, 2013 to Mar 17, 2015factForm ADV
→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 16, 2008 to Jul 17, 2013factForm ADV
→ TACTICAL ALLOCATION GROUP, LLCRegistered adviserregistration: previous registration
Dec 6, 2007 to Aug 11, 2008factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Jan 9, 2004 to Dec 16, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 16, 1991 to Feb 2, 2004factForm ADV

Dated events

No dated event names this entity yet.