DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John David Santi
Feed of 09/14/2026
Also filed as John D Santi
At current firm
5 y
since Aug 12, 2021
In the industry
37 y
since Dec 27, 1988 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mfo-USA Advisory, LLC state registered currentsince Aug 12, 2021 · Memphis, Tn
- Kimery Wealth Management, LLC independent RIAApr 19, 2018 to Jul 30, 2019 · Germantown, Tn
- Avondale Partners, LLC formerMar 17, 2015 to Apr 18, 2018 · Germantown, Tn
- Lexington Financial/Life Management, LLC independent RIAJul 9, 2013 to Mar 17, 2015 · Germantown, Tn
- Arete Wealth Advisors, LLC BD affiliatedDec 16, 2008 to Jul 17, 2013 · Chicago, Il
- Tactical Allocation Group, LLC formerDec 6, 2007 to Aug 11, 2008 · Birmingham, Mi
- Stanford Group Company unclassifiedJan 9, 2004 to Dec 16, 2005 · Memphis, Tn
- UBS Financial Services Inc. wirehouseJul 16, 1991 to Feb 2, 2004 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- Kimery Wealth Management, LLC to Mfo-USA Advisory, LLCleft Jul 30, 2019, registered Aug 12, 2021 (744 days) · RIA to a state-registered adviser
- Avondale Partners, LLC to Kimery Wealth Management, LLCleft Apr 18, 2018, registered Apr 19, 2018 (1 days) · Other
- Lexington Financial/Life Management, LLC to Avondale Partners, LLCleft Mar 17, 2015, registered Mar 17, 2015 (0 days) · Other
- Arete Wealth Advisors, LLC to Lexington Financial/Life Management, LLCleft Jul 17, 2013, registered Jul 9, 2013 (-8 days) · Other
- Tactical Allocation Group, LLC to Arete Wealth Advisors, LLCleft Aug 11, 2008, registered Dec 16, 2008 (127 days) · Other
- Stanford Group Company to Tactical Allocation Group, LLCleft Dec 16, 2005, registered Dec 6, 2007 (720 days) · Other
- UBS Financial Services Inc. to Stanford Group Companyleft Feb 2, 2004, registered Jan 9, 2004 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address