DFX Intelligence

W•••••• E••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst28 years in industry

W•••••• E••••• D•••••••

Advisor at O•• F••••• A•••••••• L••

CHICAGO, IL

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Search this name across graphsid dfx:ria:f4dd5276-b65d-bc89-b0ef-0850a9e66891

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Jan 7, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

W•••••• E••••• D•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• F••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 24, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• F••••• A•••••••• L••	Independent wealth	Oct 28, 2019	n/a	yes	CHICAGO, IL	Current employment
Q•• E••••• I•••••••• L••	Former SEC adviser	Oct 20, 2017	Dec 3, 2019	no	NAPERVILLE, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• E••••• I•••••••• L••	O•• F••••• A•••••••• L••	Dec 3, 2019	Oct 28, 2019	-36	Firm change after gap	RIA to RIA
C••• C••••••• L••	Q•• E••••• I•••••••• L••	Aug 1, 2017	Oct 20, 2017

Relationships

Registered with (4)

→ O•• F••••• A•••••••• L••Registered adviserregistration: current employment
Oct 28, 2019 to presentfactForm ADV
→ Q•• E••••• I•••••••• L••Registered adviserregistration: previous registration
Oct 20, 2017 to Dec 3, 2019factForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Jan 19, 2017 to Aug 1, 2017factForm ADV
→ P••••••• I••••• A•••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4dd5276-b65d-bc89-b0ef-0850a9e66891
First observed: Jan 7, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.