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CRD 141332
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN HENRY FITZPATRICK | n/a | CHICAGO, IL | 15 | 16 | n/a | no |
| TERRENCE SCOTT WILSON | Chartered Financial Analyst | CHICAGO, IL | 14 | 21 | 2 | no |
| KATHLEEN ANN HELMINSKI | n/a | CHICAGO, IL | 12 | 12 | n/a | no |
| CHARLES MELCHER SLOAN | Chartered Financial Analyst | CHICAGO, IL | 10 | 25 | 2 | no |
| WILLIAM ELLIOT DRISCOLL | Certified Financial Planner|Chartered Financial Analyst | CHICAGO, IL | 6 | 28 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| DRISCOLL, WILLIAM, ELLIOT | DIRECTOR OF RESEARCH | Na | yes | 10/2019 | Oct 28, 2019 | Mar 20, 2024 |
| FITZPATRICK, JOHN, HENRY | NON-EXECUTIVE CHAIRMAN | E | yes | 12/2011 | Dec 15, 2011 | Mar 20, 2024 |
| FITZPATRICK, JOHN, HENRY | FITZPATRICK IS THE SOLE MEMBER OF OAK FAMILY HOLDINGS LLC WHICH MANAGES OAK FAMILY ADVISORS, LLC | E | yes | 08/2010 | Dec 15, 2011 | Mar 20, 2024 |
| HELMINSKI, KATHLEEN, ANN | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2014 | Jul 1, 2016 | Mar 20, 2024 |
| OAK FAMILY HOLDINGS, LLC | Manager | E | yes | 08/2010 | Dec 15, 2011 | Mar 20, 2024 |
| SLOAN, CHARLES, MELCHER | President | Na | yes | 04/2016 | Jul 1, 2016 | Mar 20, 2024 |
| TUITE, FRANCES, ELIZABETH | CHIEF INVESTMENT OFFICER | Na | yes | 07/2021 | Jul 22, 2021 | Mar 20, 2024 |
| WILSON, TERRENCE, SCOTT | CHIEF EXECUTIVE OFFICER | Na | yes | 12/2011 | Dec 15, 2011 | Mar 20, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 26, 2026 | $621M | $526M | 6 | 5 | 0 | n/a | n/a |
| 2024 | Mar 17, 2025 | $534M | $451M | 6 | 5 | 0 | n/a | n/a |
| 2023 | Mar 20, 2024 | $496M | $419M | 7 | 6 | 0 | n/a | n/a |
| 2022 | Mar 24, 2023 | $427M | $359M | 7 | 6 | 0 | n/a | n/a |
| 2021 | Mar 21, 2022 | $420M | $345M | 7 | 6 | 0 | n/a | n/a |
| 2020 | Mar 23, 2021 | $310M | $243M | 5 | 4 | 0 | n/a | n/a |
| 2019 | Mar 26, 2020 | $264M | $205M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Mar 21, 2019 | $176M | $131M | 4 | 3 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $136M | $127M | 4 | 3 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $120M | $115M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $59.2M | $57.7M | 5 | 2 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $117M | $117M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $621M | $534M | 16.3% | $427M | 13.3% | 6 | 6 | 0 | 0 |