DFX Intelligence

A• D••••• A•••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

A• D••••• A•••• M••••••••• L•

CRD 328384

NEW YORK, NY

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Search this name across graphsid dfx:ria:f4de3326-5379-77ac-aa77-b8aa1c41c016

Data as of Jun 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 33
Dated events: 28
On other graphs: 2
Observed: May 1, 2026 to Jun 5, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A• D••••• A•••• M••••••••• L•

Private equity manager · key crd, key sfn adviser, shared crd

Venture Capitalidentity

A• D••••• A•••• M••••••••• L•

Venture manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $9.5Mderived••• Locked
Private client share: 4%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• L•	Venture Capital Fund	$40.5M	Jun 5, 2026	38	Sep 11, 2023	reported	021-482259
A•••• L•	Venture Capital Fund	$30.0M	Jun 5, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• A••••• G•••••	MANAGING DIRECTOR	E	yes	04/2022	Jun 5, 2026	Jun 5, 2026
P••••••• C••••••••• G•••••	CHIEF COMPLIANCE OFFICER	Na	no	06/2026	Jun 5, 2026	Jun 5, 2026

Relationships

Advises (31)

→ A•••• L•Private fundVenture Capital Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A••••• L•Private fundVenture Capital Fund, IA
Jun 5, 2026 to presentfactForm ADV
→ A•••• L•Private fundVenture Capital Fund, IA
Jun 12, 2024 to presentfactForm ADV
→ A•••• L•Private fund

Dated events

Occurred
Jun 5, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Jun 5, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.7M
Occurred
Jun 5, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$1.2M
Occurred
Jun 5, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4de3326-5379-77ac-aa77-b8aa1c41c016
First observed: May 1, 2026
Last observed: Jun 5, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.