DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A• D••••• A•••• M••••••••• L•
Latest filing Jun 5, 2026
First filing on the tape May 1, 2026 · 2 filings
SEC status approved since May 7, 2026
RAUM
$262M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.6%
$9.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
27
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$262M as of Jun 5, 2026
May 1, 2026$262M then
HNW client RAUM$9.5M as of Jun 5, 2026
May 1, 2026$9.5M then
State-registered IARs (5.B.3)0 as of Jun 5, 2026
May 1, 20260 then
Employees (5.A)1 as of Jun 5, 2026
May 1, 20261 then
Private funds27 as of Jun 5, 2026
May 1, 202627 then
Practice profile
derived from the filing of Jun 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.5MderivedHNW RAUM over HNW clients
- Average account
- $9.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$252M96%
- High-net-worth individuals$9.5M3.6%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.96 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• L• | Venture Capital Fund | $7.1M | 39 | Sep 11, 2023 |
| A•••• L• | Venture Capital Fund | $5.5M | 99 | Jun 12, 2024 |
| B••• S•• 3• L•• | Private Equity Fund | $4.2M | 20 | Mar 31, 2023 |
| A•••• L• | Venture Capital Fund | $3.8M | 47 | Mar 29, 2024 |
| A•••• L• | Venture Capital Fund | $3.4M | 62 | Jun 12, 2024 |
| A•••• L• | Venture Capital Fund | $2.9M | 25 | Mar 29, 2024 |
| B••• S•• 1• L•• | Private Equity Fund | $2.7M | 20 | Mar 31, 2023 |
| B••• S••••• L•• | Private Equity Fund | $2.0M | 46 | Mar 29, 2024 |
| B••• S•• 2• L•• | Private Equity Fund | $1.7M | 20 | Mar 31, 2023 |
| P••••••• P••••••• L•• | Private Equity Fund | $751,000 | 8 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• A••••• G••••• · Managing Directorcontrolsince 04/2022 · owns 75% or more
- P••••••• C••••••••• G••••• · Chief Compliance Officersince 06/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- A• D••••• A•••• M••••••••• L• · Private Equityshared crd · organization
- A• D••••• A•••• M••••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ag-dillon-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- agdillon.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +1 347 642 2640reportedpublic record, Form ADV, Jun 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026