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RIA / WealthAdvisorCertified Financial Planner10 years in industry

Kevin Michael Phillips

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

New Orleans, LA

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Search this name across graphsid dfx:ria:f4e61ca5-fb39-c2e2-2c6f-86f29437565b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 18, 2016
First registration: Aug 29, 2016
Dual registered: no
IAPD individual key: 6675704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Oct 3, 2025	n/a	yes	New Orleans, LA	Current employment
ADVISOR RESOURCE COUNCIL	Independent wealth	Mar 11, 2025	May 30, 2025	no	Metairie, LA\|DALLAS, TX	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 20, 2018	Jan 7, 2025	no	NEW ORLEANS, LA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 29, 2016	Dec 26, 2018	no	METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVISOR RESOURCE COUNCIL	INDEPENDENT ADVISOR ALLIANCE, LLC	May 30, 2025	Oct 3, 2025	126	Firm change	Other
RAYMOND JAMES & ASSOCIATES, INC.	ADVISOR RESOURCE COUNCIL	Jan 7, 2025	Mar 11, 2025	63	Firm change	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Dec 26, 2018	Dec 20, 2018	-6	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Oct 3, 2025 to presentfactForm ADV
→ ADVISOR RESOURCE COUNCILRegistered adviserregistration: previous registration
Mar 11, 2025 to May 30, 2025factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 20, 2018 to Jan 7, 2025factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 29, 2016 to Dec 26, 2018factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Kevin Michael Phillips left Advisor Resource Council for Independent Advisor Alliance, Llc (registered 2025-10-03)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2025
Advisor changed firm
Kevin Michael Phillips left Raymond James & Associates, Inc. for Advisor Resource Council (registered 2025-03-11)
Form ADVobserved 4 days ago