DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• M•••••• P•••••••

I••••••••• A•••••• A•••••••• L••i••••••••• wealthNew Orleans, LaIA-onlyIAPD 6675704

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Oct 3, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• A•••••• A•••••••• L•• i••••••••• wealth current
since Oct 3, 2025 · New Orleans, La
A•••••• R••••••• C•••••• i••••••••• wealth
Mar 11, 2025 to May 30, 2025 · Metairie, La
R•••••• J•••• • A••••••••• I••• national BD
Dec 20, 2018 to Jan 7, 2025 · New Orleans, La
S••••••• F•••••••• S•••••••• I••• former
Aug 29, 2016 to Dec 26, 2018 · Metairie, La

Moves

a registration end followed by a registration begin elsewhere

A•••••• R••••••• C•••••• to I••••••••• A•••••• A•••••••• L••
left May 30, 2025, registered Oct 3, 2025 (126 days) · Other
R•••••• J•••• • A••••••••• I••• to A•••••• R••••••• C••••••
left Jan 7, 2025, registered Mar 11, 2025 (63 days) · Affiliated broker-dealer or bank to independent RIA
S••••••• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Dec 26, 2018, registered Dec 20, 2018 (-6 days) · Affiliated broker-dealer or bank to another

Signals

K•••• M•••••• P••••••• left A•••••• R••••••• C•••••• for I••••••••• A•••••• A•••••••• L•• (registered 2025-10-03)
May 30, 2025 · a•••••• firm change · fact
K•••• M•••••• P••••••• left R•••••• J•••• • A••••••••• I••• for A•••••• R••••••• C•••••• (registered 2025-03-11)
Jan 7, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address