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Advisor at CETERA INVESTMENT ADVISERS LLC
Fishers, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 12, 2024 | n/a | yes | Fishers, IN | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Aug 24, 2020 | Dec 19, 2024 | no | INDIANAPOLIS, IN | Previous registration |
| EDWARD JONES | National bd RIA | Dec 9, 2019 | Mar 6, 2020 | no | CARMEL, IN | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Feb 8, 2018 | Nov 26, 2019 | no | INDIANAPOLIS, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 23, 2016 | Jan 26, 2017 | no | SEATTLE, WA|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | CETERA INVESTMENT ADVISERS LLC | Dec 19, 2024 | Dec 12, 2024 | -7 | Firm change | Ibd to ibd |
| EDWARD JONES | PARK AVENUE SECURITIES LLC | Mar 6, 2020 | Aug 24, 2020 | 171 | Firm change | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | EDWARD JONES | Nov 26, 2019 | Dec 9, 2019 | 13 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Jan 26, 2017 | Feb 8, 2018 | 378 | Firm change | Other |