DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Nov 10, 2016 | n/a | yes | VANCOUVER, WA | Current employment |
| U••• B•••••• I••••••••• I••• | Former SEC adviser | Feb 2, 2012 | Nov 14, 2016 | no | Longview, WA|Clatskanie, OR|Saint Helens, OR|Woodland, WA|YACOLT, WA|Banks, OR|VERNONIA, OR|Scappoose, OR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• B•••••• I••••••••• I••• | E••••• J•••• | Nov 14, 2016 | Nov 10, 2016 | -4 | Firm change | Other |
| K•• I••••••••• S••••••• L•• | U••• B•••••• I••••••••• I••• | Jan 24, 2012 | Feb 2, 2012 |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | May 31, 2006 | Jan 24, 2012 | no | WILSONVILLE, OR|SALEM, OR|SALEM, OR|KEIZER, OR|Vancouver, WA|Portland, OR|PORTLAND, OR|Salem, OR | Previous registration |
| K•••••• C•••••• M•••••• I••• | n/a | Feb 16, 2006 | May 3, 2006 | no | PORTLAND, OR | Previous registration |
| 9 |
| Firm change |
| Other |
| K•••••• C•••••• M•••••• I••• | K•• I••••••••• S••••••• L•• | May 3, 2006 | May 31, 2006 | 28 | Firm change | Other |