K•••••• M•••••• W•••••••••

• E••••• J•••• national BD current
  since Nov 10, 2016 · Vancouver, Wa
• U••• B•••••• I••••••••• I••• former
  Feb 2, 2012 to Nov 14, 2016 · Longview, Wa
• K•• I••••••••• S••••••• L•• BD affiliated
  May 31, 2006 to Jan 24, 2012 · Wilsonville, Or
• K•••••• C•••••• M•••••• I••• unclassified
  Feb 16, 2006 to May 3, 2006 · Portland, Or

• U••• B•••••• I••••••••• I••• to E••••• J••••
  left Nov 14, 2016, registered Nov 10, 2016 (-4 days) · Other
• K•• I••••••••• S••••••• L•• to U••• B•••••• I••••••••• I•••
  left Jan 24, 2012, registered Feb 2, 2012 (9 days) · Other
• K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
  left May 3, 2006, registered May 31, 2006 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address