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S•••••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

S•••••• D•••••••••

Advisor at L•••••• I•••••••••

Fort Washington, PA | Canton, GA

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Search this name across graphsid dfx:ria:f4fc0851-9ec1-ac0e-b678-64e7b81f2f6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: May 12, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 18, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Jan 7, 2026	n/a	yes	Fort Washington, PA\|Canton, GA\|Canton, GA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Oct 30, 2025	Dec 9, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	L•••••• I•••••••••	Dec 9, 2025	Jan 7, 2026	29	Firm change	Ibd to RIA
S•• I••••••••• A•••••••• I•••	T••••••••• F•••••••• A•••••••• L••	Jul 7, 2025

Relationships

Registered with (7)

→ L•••••• I•••••••••Registered adviserregistration: current employment
Jan 7, 2026 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 30, 2025 to Dec 9, 2025factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 13, 2022 to Jul 7, 2025factForm ADV
→ P•••••••• A•••••••

Dated events

Occurred
Dec 9, 2025
Advisor changed firm
S•••••• D••••••••• left T••••••••• F•••••••• A•••••••• L•• for L•••••• I••••••••• (registered 2026-01-07)
Form ADVobserved 7 days ago
Occurred
Jul 7, 2025
Advisor changed firm
S•••••• D••••••••• left S•• I••••••••• A•••••••• I••• for T••••••••• F•••••••• A•••••••• L•• (registered 2025-10-30)
Form ADVobserved 7 days ago
Occurred
Mar 1, 2022
Advisor changed firm
S•••••• D••••••••• left P•••••••• A••••••• for S•• I••••••••• A•••••••• I••• (registered 2022-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4fc0851-9ec1-ac0e-b678-64e7b81f2f6c
First observed: May 12, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.