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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Andres M Vitalis

Advisor at CHARLES SCHWAB & CO., INC.

Alexandria, VA

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Search this name across graphsid dfx:ria:f4fd0130-3ddb-9dca-ca98-1b62db4cd3f0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 8, 2011
First registration: Feb 9, 2011
Dual registered: yes, broker-dealer
Other names: ANDRES M VITALIS|ANDRES MIGUEL VITALIS|ANDY M VITALIS
IAPD individual key: 5863483

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 30, 2022	n/a	yes	Alexandria, VA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 19, 2019	Sep 7, 2023	no	Reston, VA\|ALEXANDRIA, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 17, 2019	Oct 14, 2022	no	RESTON, VA\|ALEXANDRIA, VA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 15, 2013	Oct 2, 2018	no	BURKE, VA\|MCLEAN, VA\|MCLEAN, VA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 30, 2012	Aug 2, 2013	no	ARLINGTON, VA\|ARLINGTON, VA\|VIENNA, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 9, 2011	Jun 17, 2011	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 30, 2022	-585	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Jul 19, 2019	-1,183	Bulk transfer	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Oct 2, 2018	Jul 17, 2019	288	Firm change	Other
PNC WEALTH MANAGEMENT	WELLS FARGO ADVISORS	Aug 2, 2013	Aug 15, 2013	13	Firm change	Other
EQUITABLE ADVISORS, LLC	PNC WEALTH MANAGEMENT	Jun 17, 2011	Apr 30, 2012	318	Firm change	Other

Relationships

Registered with (6)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 30, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 19, 2019 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 17, 2019 to Oct 14, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 15, 2013 to Oct 2, 2018factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 30, 2012 to Aug 2, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 9, 2011 to Jun 17, 2011factForm ADV

Dated events

No dated event names this entity yet.