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Advisor at EMPOWER ADVISORY GROUP, LLC
Helena, MT | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Aug 19, 2026 | n/a | yes | Helena, MT|GREENWOOD VILLAGE, CO | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 3, 2022 | Oct 4, 2024 | no | Helena, MT|Great Falls, MT|Great Falls, MT|Butte, MT|Great Falls, MT|Fort Benton, MT|Havre, MT|Shelby, MT | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 10, 2019 | Apr 6, 2022 | no | ENGLEWOOD, CO|Sheridan, WY|Brighton, CO | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Apr 20, 2015 | Mar 5, 2019 | no | LOUISVILLE, CO | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Aug 7, 2014 | no | BRIGHTON, CO|THORNTON, CO|WESTMINSTER, CO|NORTHGLENN, CO|THORNTON, CO|THORNTON, CO|WESTMINSTER, CO | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Apr 13, 2011 | Oct 1, 2012 | no | NORTHGLENN, CO|WESTMINSTER, CO|THORNTON, CO|THORNTON, CO|BRIGHTON, CO | Previous registration |
| EDWARD JONES | National bd RIA | Mar 2, 2009 | Feb 1, 2011 | no | FIRESTONE, CO|THORNTON, CO|ST LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | EMPOWER ADVISORY GROUP, LLC | Oct 4, 2024 | Aug 19, 2026 | 684 | Firm change after gap | Ibd to ibd |
| PRUCO SECURITIES, LLC | U.S. BANCORP INVESTMENTS, INC. | Apr 6, 2022 | May 3, 2022 | 27 | Firm change | Ibd to ibd |
| CUSO FINANCIAL SERVICES, L.P. | PRUCO SECURITIES, LLC | Mar 5, 2019 | Apr 10, 2019 | 36 | Firm change | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | CUSO FINANCIAL SERVICES, L.P. | Aug 7, 2014 | Apr 20, 2015 | 256 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| EDWARD JONES | CHASE INVESTMENT SERVICES CORP. | Feb 1, 2011 | Apr 13, 2011 | 71 | Firm change | Other |