DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• L•• R••••••••

E•••••• A••••••• G••••• L••BD affiliatedHelena, Mt dual registrantIAPD 5623046

Feed of 09/14/2026

Also filed as Jake R••••••••

At current firm

0 y

since Aug 19, 2026

In the industry

17 y

since Feb 13, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Aug 19, 2026 · Helena, Mt
U••• B•••••• I••••••••• I••• former
May 3, 2022 to Oct 4, 2024 · Helena, Mt
P•••• S••••••••• L•• no RAUM
Apr 10, 2019 to Apr 6, 2022 · Englewood, Co
C••• F•••••••• S•••••••• L••• former
Apr 20, 2015 to Mar 5, 2019 · Louisville, Co
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Aug 7, 2014 · Brighton, Co
C•••• I••••••••• S••••••• C•••• former
Apr 13, 2011 to Oct 1, 2012 · Northglenn, Co
E••••• J•••• national BD
Mar 2, 2009 to Feb 1, 2011 · Firestone, Co

Moves

a registration end followed by a registration begin elsewhere

U••• B•••••• I••••••••• I••• to E•••••• A••••••• G••••• L••
left Oct 4, 2024, registered Aug 19, 2026 (684 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to U••• B•••••• I••••••••• I•••
left Apr 6, 2022, registered May 3, 2022 (27 days) · Affiliated broker-dealer or bank to another
C••• F•••••••• S•••••••• L••• to P•••• S••••••••• L••
left Mar 5, 2019, registered Apr 10, 2019 (36 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••
left Aug 7, 2014, registered Apr 20, 2015 (256 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
E••••• J•••• to C•••• I••••••••• S••••••• C••••
left Feb 1, 2011, registered Apr 13, 2011 (71 days) · Other

Signals

J•••• L•• R•••••••• left U••• B•••••• I••••••••• I••• for E•••••• A••••••• G••••• L•• (registered 2026-08-19)
Oct 4, 2024 · Advisor changed firm · fact
J•••• L•• R•••••••• left P•••• S••••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2022-05-03)
Apr 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address