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Advisor at MML INVESTORS SERVICES, LLC
SPRINGFIELD, MA | Niagara Falls, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 18, 2022 | n/a | yes | Niagara Falls, NY|SPRINGFIELD, MA | Current employment |
| PLANMEMBER SECURITIES CORPORATION | Independent wealth | Aug 22, 2017 | Feb 28, 2022 | no | Carpinteria, CA | Previous registration |
| FARMERS FINANCIAL SOLUTIONS, LLC | Former SEC adviser | Aug 29, 2016 | Aug 8, 2017 | no | Westlake Village, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Mar 12, 2015 | Sep 18, 2015 | no | WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PLANMEMBER SECURITIES CORPORATION | MML INVESTORS SERVICES, LLC | Feb 28, 2022 | Mar 18, 2022 | 18 | Firm change | RIA to ibd |
| FARMERS FINANCIAL SOLUTIONS, LLC | PLANMEMBER SECURITIES CORPORATION | Aug 8, 2017 | Aug 22, 2017 | 14 | Firm change | Other |
| FINANCIAL WEST GROUP | FARMERS FINANCIAL SOLUTIONS, LLC | Sep 18, 2015 | Aug 29, 2016 | 346 | Firm change | Other |