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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

STEPHEN ANDREW CONTE

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

North Babylon, NY

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Search this name across graphsid dfx:ria:f50f9c87-a2ae-b534-c1e7-216f9a65e5e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S65
First exam: Mar 21, 2003
First registration: Jun 15, 2006
Dual registered: yes, broker-dealer
Other names: Steve Conte
IAPD individual key: 4617318

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jun 22, 2021	n/a	yes	North Babylon, NY	Current employment
VISION INVESTMENT ADVISORS, LLC	Independent wealth	Mar 1, 2011	Feb 29, 2016	no	NEW YORK, NY\|HUNTINGTON, NY	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jun 12, 2009	Dec 10, 2009	no	HOLBROOK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 15, 2006	Apr 9, 2009	no	GREAT NECK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VISION INVESTMENT ADVISORS, LLC	ALLSTATE FINANCIAL ADVISORS, LLC	Feb 29, 2016	Jun 22, 2021	1,940	Firm change after gap	Other
AMERICAN PORTFOLIOS ADVISORS, INC	VISION INVESTMENT ADVISORS, LLC	Dec 10, 2009	Mar 1, 2011	446	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERICAN PORTFOLIOS ADVISORS, INC	Apr 9, 2009	Jun 12, 2009	64	Firm change	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ VISION INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 1, 2011 to Feb 29, 2016factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jun 12, 2009 to Dec 10, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 15, 2006 to Apr 9, 2009factForm ADV

Dated events

No dated event names this entity yet.