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RIA / WealthAdvisorCertified Financial Planner24 years in industry

JAMES MASON HUGHES

Advisor at VALEO FINANCIAL ADVISORS, LLC

CARMEL, IN

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Search this name across graphsid dfx:ria:f51f8b28-42cb-fd18-89ea-e3f88678e628

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALEO FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 14, 2002
First registration: Feb 6, 2003
Dual registered: no
IAPD individual key: 4554884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALEO FINANCIAL ADVISORS, LLC	Independent wealth	Apr 15, 2014	n/a	yes	CARMEL, IN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 29, 2010	May 15, 2012	no	NEW YORK, NY\|Indianapolis, IN	Previous registration
ALLSPRING FUNDS MANAGEMENT, LLC	Asset manager	Jan 1, 2005	Sep 28, 2010	no	MENOMONEE FALLS, WI	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Feb 6, 2003	Jan 1, 2005	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	VALEO FINANCIAL ADVISORS, LLC	May 15, 2012	Apr 15, 2014	700	Firm change after gap	Other
ALLSPRING FUNDS MANAGEMENT, LLC	J.P. MORGAN SECURITIES LLC	Sep 28, 2010	Sep 29, 2010	1	Firm change	Other
STRONG CAPITAL MANAGEMENT INC	ALLSPRING FUNDS MANAGEMENT, LLC	Jan 1, 2005	Jan 1, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ VALEO FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 15, 2014 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 29, 2010 to May 15, 2012factForm ADV
→ ALLSPRING FUNDS MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 1, 2005 to Sep 28, 2010factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Feb 6, 2003 to Jan 1, 2005factForm ADV

Dated events

No dated event names this entity yet.