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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

David Venneri

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Sewickley, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Aug 7, 1984
First registration: Jan 10, 2005
Dual registered: yes, broker-dealer
Other names: DAVID ROSARIO VENNERI|David Venneri
IAPD individual key: 1286368

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 4, 2022	n/a	yes	Sewickley, PA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 21, 2014	Jun 18, 2015	no	STATE COLLEGE, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 7, 2013	Mar 10, 2014	no	CAMP HILL, PA\|CAMP HILL, PA	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Sep 12, 2011	Aug 1, 2013	no	HOLLIDAY, PA	Previous registration
BLUE VASE SECURITIES, LLC	n/a	Jan 10, 2005	Jan 20, 2005	no	ALTOONA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 18, 2015	Feb 4, 2022	2,423	Firm change after gap	Other
PNC WEALTH MANAGEMENT	ADVICE AND PLANNING SERVICES	Mar 10, 2014	Aug 21, 2014	164	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	PNC WEALTH MANAGEMENT	Aug 1, 2013	Aug 7, 2013	6	Firm change	Other
BLUE VASE SECURITIES, LLC	ESSEX NATIONAL SECURITIES, INC.	Jan 20, 2005	Sep 12, 2011	2,426	Firm change after gap	Other

Relationships

Registered with (5)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 21, 2014 to Jun 18, 2015factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 7, 2013 to Mar 10, 2014factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 12, 2011 to Aug 1, 2013factForm ADV
→ BLUE VASE SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 10, 2005 to Jan 20, 2005factForm ADV

Dated events

No dated event names this entity yet.