RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• V••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Feb 4, 2022 · Sewickley, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedAug 21, 2014 to Jun 18, 2015 · State College, Pa
- P•• W••••• M••••••••• BD affiliatedAug 7, 2013 to Mar 10, 2014 · Camp Hill, Pa
- E•••• N••••••• S••••••••• I••• formerSep 12, 2011 to Aug 1, 2013 · Holliday, Pa
- B••• V••• S••••••••• L•• unclassifiedJan 10, 2005 to Jan 20, 2005 · Altoona, Pa
- A••••• A•• P••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••left Jun 18, 2015, registered Feb 4, 2022 (2423 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Mar 10, 2014, registered Aug 21, 2014 (164 days) · Other
- E•••• N••••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 1, 2013, registered Aug 7, 2013 (6 days) · Other
- B••• V••• S••••••••• L•• to E•••• N••••••• S••••••••• I•••left Jan 20, 2005, registered Sep 12, 2011 (2426 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address