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RIA / WealthAdvisorCertified Financial Planner11 years in industry

NICHOLAS AUSTIN BOWERS

Advisor at ADVOCACY FINANCIAL LLC

COVINGTON, LA

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Search this name across graphsid dfx:ria:f525dfdc-828e-5d38-b59b-a74916216e58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVOCACY FINANCIAL LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 9, 2016
First registration: Feb 17, 2016
Dual registered: no
Other names: NICK AUSTIN BOWERS|NICK A. BOWERS
IAPD individual key: 6186551

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVOCACY FINANCIAL LLC	Independent wealth	Sep 17, 2024	n/a	yes	COVINGTON, LA	Current employment
INNEALTA CAPITAL	Asset manager	Jul 11, 2018	Sep 16, 2024	no	AUSTIN, TX	Previous registration
AFAM CAPITAL, INC.	Former SEC adviser	Nov 14, 2017	Jun 12, 2018	no	AUSTIN, TX	Previous registration
DIMENSIONAL FUND ADVISORS LP	Asset manager	Feb 17, 2016	Oct 13, 2017	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INNEALTA CAPITAL	ADVOCACY FINANCIAL LLC	Sep 16, 2024	Sep 17, 2024	1	Firm change	Other
AFAM CAPITAL, INC.	INNEALTA CAPITAL	Jun 12, 2018	Jul 11, 2018	29	Firm change	Other
DIMENSIONAL FUND ADVISORS LP	AFAM CAPITAL, INC.	Oct 13, 2017	Nov 14, 2017	32	Firm change	Other

Relationships

Registered with (4)

→ ADVOCACY FINANCIAL LLCRegistered adviserregistration: current employment
Sep 17, 2024 to presentfactForm ADV
→ INNEALTA CAPITALRegistered adviserregistration: previous registration
Jul 11, 2018 to Sep 16, 2024factForm ADV
→ AFAM CAPITAL, INC.Registered adviserregistration: previous registration
Nov 14, 2017 to Jun 12, 2018factForm ADV
→ DIMENSIONAL FUND ADVISORS LPRegistered adviserregistration: previous registration
Feb 17, 2016 to Oct 13, 2017factForm ADV

Dated events

Occurred
Sep 16, 2024
Advisor changed firm
Nicholas Austin Bowers left Innealta Capital for Advocacy Financial Llc (registered 2024-09-17)
Form ADVobserved 6 days ago