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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

CHRISTOPHER MICHAEL RUSPI

Advisor at APPLIED FINANCIAL WISDOM

New Market, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 11, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APPLIED FINANCIAL WISDOM
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 22, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 8
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Mar 22, 1989
First registration: Mar 11, 1999
Dual registered: yes, broker-dealer
Other names: CHRIS RUSPI
IAPD individual key: 1934561

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APPLIED FINANCIAL WISDOM	Independent wealth	Jun 20, 2012	n/a	yes	New Market, MD	Current employment
RESEARCH FINANCIAL STRATEGIES	Independent wealth	Dec 16, 2011	Aug 3, 2012	no	HIGHLAND, MD\|CHARLOTTESVILLE, VA\|ROCKVILLE, MD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Dec 13, 2011	no	HIGHLAND, MD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Mar 11, 1999	Jan 2, 2009	no	CHARLOTTESVILLE, VA\|HIGHLAND, MD\|RANDALLSTOWN, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RESEARCH FINANCIAL STRATEGIES	APPLIED FINANCIAL WISDOM	Aug 3, 2012	Jun 20, 2012	-44	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RESEARCH FINANCIAL STRATEGIES	Dec 13, 2011	Dec 16, 2011	3	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ APPLIED FINANCIAL WISDOMRegistered adviserregistration: current employment
Jun 20, 2012 to presentfactForm ADV
→ RESEARCH FINANCIAL STRATEGIESRegistered adviserregistration: previous registration
Dec 16, 2011 to Aug 3, 2012factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Dec 13, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 11, 1999 to Jan 2, 2009factForm ADV

Dated events

No dated event names this entity yet.