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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)dropped

ADAGIO IV CLO LIMITED

advised by AXA INVESTMENT MANAGERS US INC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f52afe87-777b-9bce-da59-53086f01ac10

Data as of Jul 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2016 to Jul 26, 2018
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

ADAGIO IV CLO LIMITED

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: AXA INVESTMENT MANAGERS US INCCRD 113608
Fund type: Securitized Asset Fund
Latest reported GAV: $418Mgross asset value on Schedule D 7.B(1), as of 2018-07-26; never fund size
Peak reported GAV: $418M
Beneficial owners: 17
Minimum investment: $250,000
Owned by the adviser: 2100%
Owned by funds of funds: 0%
Owned by non-US persons: 1600%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 30, 2016
Last reported: Jul 26, 2018fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-6461299516

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Jul 26, 2018	$418M	17	$250,000	2100.0%	no	ADAGIO IV CLO LIMITED
Mar 29, 2018	$418M	17	$250,000	2100.0%	no	ADAGIO IV CLO LIMITED
Mar 30, 2017	$356M	3	$250,000	500.0%	no	ADAGIO CLO IV, LTD
Mar 30, 2016	$370M	3	$250,000	0.0%	no	ADAGIO CLO IV, LTD

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BANK OF NEW YORK MELLON NA/NV BRUSSELS	BANK OF NEW YORK MELLON NA/NV BRUSSELS	Brussels	n/a	Belgium	no	n/a

Relationships

Advises (1)

← AXA INVESTMENT MANAGERS US INCRegistered adviserSecuritized Asset Fund, IA, no longer reported
Mar 30, 2016 to Jul 26, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f52afe87-777b-9bce-da59-53086f01ac10
First observed: Mar 30, 2016
Last observed: Jul 26, 2018 99 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ADAGIO IV CLO LIMITED

advised by AXA INVESTMENT MANAGERS US INC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f52afe87-777b-9bce-da59-53086f01ac10

Data as of Jul 26, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:19 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Jul 26, 2018

$418M

$250,000

2100.0%

ADAGIO IV CLO LIMITED

Mar 29, 2018

$418M

$250,000

2100.0%

ADAGIO IV CLO LIMITED

Mar 30, 2017

$356M

$250,000

500.0%

ADAGIO CLO IV, LTD

Mar 30, 2016

$370M

$250,000

0.0%

ADAGIO CLO IV, LTD

Custodian

Legal name

City

State

Country

Related person

SEC number

BANK OF NEW YORK MELLON NA/NV BRUSSELS

Brussels

n/a

Belgium

n/a