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CRD 105690
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICHOLAS CARLOZZI | n/a | NEW YORK, NY | 20 | 29 | n/a | yes |
| MATTHEW JOHN CHERASHORE | n/a | NEW YORK, NY | 12 | 25 | 1 | yes |
| ROBERT WILLIAM KLEINSCHMIDT | n/a | NEW YORK, NY | 10 | 44 | n/a | yes |
| JOSEPH ANTHONY ZOCK | n/a | NEW YORK, NY | 5 | 38 | n/a | yes |
| HEATHER JACOBS PERLMUTTER | n/a | NEW YORK, NY | 5 | 37 | 1 | yes |
| JOSEPH S PIROPATO | n/a | NEW YORK, NY | 5 | 39 | n/a | no |
| MICHAEL LEWIS BERTASH | n/a | NEW YORK, NY | 5 | 32 | n/a | yes |
| MICHAEL TED MELTZER | n/a | NEW YORK, NY | 5 | 24 | 1 | yes |
| BENNER ANTHONY ULRICH | n/a | NEW YORK, NY | 5 | 26 | n/a | no |
| JOHN DENNIS DELAFIELD | n/a | NEW YORK, NY | 5 | 17 | n/a | no |
| DONALD BROOKS WANG | n/a | NEW YORK, NY | 5 | 31 | n/a | no |
| JOHN THEODORE ROCHFORD | n/a | NEW YORK, NY | 5 | 21 | 2 | no |
| LAWRENCE MICHAEL FIELDS | n/a | NEW YORK, NY | 5 | 40 | 1 | yes |
| JOSHUA DOV KAUFTHAL | n/a | NEW YORK, NY | 5 | 25 | n/a | yes |
| PAUL J KLEINSCHMIDT | n/a | NEW YORK, NY | 5 | 16 | n/a | no |
| PETER DEWEY SHAWN | n/a | NEW YORK, NY | 5 | 21 | n/a | no |
| James Millar Maxwell | n/a | NEW YORK, NY | 5 | 17 | n/a | no |
| PAUL ANTHONY LAMBERT | n/a | NEW YORK, NY | 5 | 16 | n/a | yes |
| TSERING NGUDU | n/a | NEW YORK, NY | 5 | 40 | n/a | yes |
| PETER TISDALL OSTBERG | n/a | NEW YORK, NY | 5 | 23 | n/a | yes |
| DAVID TAYLOR HARRIS | n/a | NEW YORK, NY | 5 | 45 | n/a | yes |
| NORMAN DOUGLAS ADAMS | n/a | NEW YORK, NY | 5 | 46 | 1 | yes |
| VINCENT SELLECCHIA | n/a | NEW YORK, NY | 5 | 46 | n/a | no |
| JAMES EDWARD HUNT | n/a | NEW YORK, NY | 5 | 29 | n/a | yes |
| John Richard Ores | Chartered Financial Analyst | NEW YORK, NY | 5 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TAUBENPOST CAPITAL L.P. | Hedge Fund | $105M | Mar 31, 2026 | 30 | Mar 28, 2012 | reported | 021-104982 |
| BLOOMING GROVE PARTNERS LP | Hedge Fund | $22.8M | Jul 10, 2015 | 6 | Mar 28, 2012 | dropped | n/a |
| RAEIF, LP | Hedge Fund | $9.6M | Jun 30, 2020 | 30 | Jul 11, 2016 | dropped | 021-155341 |
| TOCQUEVILLE GLOBAL PARTNERS L.P. | Hedge Fund | $9.0M | Mar 21, 2024 | 5 | Mar 28, 2012 | dropped | 021-129630 |
| JKM FUNDAMENTAL L.P. | Hedge Fund | $7.7M | Mar 31, 2026 | 10 | Jan 3, 2017 | reported | 021-275567 |
| TOCQUEVILLE GLOBAL PARTNERS OFFSHORE LTD | Hedge Fund | $5.4M | Jul 11, 2016 | 4 | Mar 28, 2012 | dropped | 021-129498 |
| TOCQUEVILLE MONUMENT FUND LLC | Hedge Fund | $5.1M | Jul 11, 2016 | 14 | Mar 29, 2012 | dropped | 021-147171 |
| RAEIF ALPHA, L.P. | Hedge Fund | $4.1M | Jan 3, 2017 | 14 | Jul 11, 2016 | dropped | 021-93712 |
| TOCQUEVILLE FOCUS PARTNERS, L.P. | Hedge Fund | $2.7M | Jul 11, 2016 | 13 | Jul 10, 2015 | dropped | 021-238815 |
| TOCQUEVILLE GOLD PRIVATE EQUITY MASTER FUND, LTD | Private Equity Fund | $2.4M | Mar 29, 2017 | 13 | Mar 28, 2012 | dropped | n/a |
| TOCQUEVILLE MICRO CAP, L.P. | Hedge Fund | $2.4M | Jul 11, 2016 | 8 | Mar 28, 2012 | dropped | 021-105067 |
| TOCQUEVILLE GOLD OFFSHORE FUND, LTD | Hedge Fund | $2.1M | Mar 29, 2017 | 4 | Mar 28, 2012 | dropped | 021-105210 |
| TOCQUEVILLE QUALIFIED OPPORTUNITY ZONE FUND 2021 LLC | Real Estate Fund | $1.9M | Mar 31, 2026 | 4 | Mar 31, 2022 | reported | 021-438854 |
| TOCQUEVILLE PARALLEL PARTNERS, L.P. | Hedge Fund | $1.9M | Aug 21, 2012 | 8 | Mar 28, 2012 | dropped | 021-1509606 |
| TOCQUEVILLE QOF 2021-1 LLC | Real Estate Fund | $1.8M | Mar 31, 2026 | 6 | Mar 31, 2022 | reported | 021-439491 |
| TOCQUEVILLE GOLD PARTNERS, L.P. | Hedge Fund | $648,322 | Mar 29, 2017 | 24 | Mar 28, 2012 | dropped | 021-70232 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRAHAM, KELSEY, DUBOIS | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2020 | Mar 31, 2026 | Mar 31, 2026 |
| KLEINSCHMIDT, ROBERT, WILLIAM | CHAIRMAN OF GP | Na | yes | 07/1991 | Mar 31, 2026 | Mar 31, 2026 |
| SCHLESINGER, SCOTT, IRA | CHIEF OPERATING OFFICER AND VICE PRESIDENT OF GP | Na | yes | 01/2020 | Mar 31, 2026 | Mar 31, 2026 |
| TOCQUEVILLE MANAGEMENT CORP. | GENERAL PARTNER | E | yes | 01/1990 | Mar 31, 2026 | Mar 31, 2026 |
| ZATKOWSKY, JEFFREY, LANCE | CHIEF FINANCIAL OFFICER | Na | yes | 02/2021 | Mar 31, 2026 | Mar 31, 2026 |
| KLEINSCHMIDT, ROBERT, WILLIAM | Shareholder | D | yes | 01/2000 | Mar 28, 2012 | Mar 21, 2024 |
| KLEINSCHMIDT, ALEXANDER, WILLIAM | Trustee | B | no | 11/2011 | Mar 31, 2026 | Mar 31, 2026 |
| KLEINSCHMIDT, PAUL, J | CEO & PRESIDENT OF GP | Na | no | 08/2023 | Mar 31, 2026 | Mar 31, 2026 |
| ROBERT W. KLEINSCHMIDT | LIMITED PARTNER | B | no | 11/2011 | Mar 31, 2026 | Mar 31, 2026 |
| KLEINSCHMIDT, ALEXANDER, WILLIAM | Trustee | F | no | 11/2011 | Mar 30, 2015 | Mar 21, 2024 |
| KLEINSCHMIDT, KIM A | Trustee | B | no | 01/2019 | Aug 5, 2019 | Mar 21, 2024 |
| Kleinschmidt, Kim, Alan | Trustee | F | no | 01/2019 | Aug 5, 2019 | Mar 21, 2024 |
| KLEINSCHMIDT, LARA R. | Trustee | B | no | 11/2011 | Mar 30, 2015 | Mar 21, 2024 |
| Kleinschmidt, Lara, R | Trustee | F | no | 11/2011 | Jul 11, 2016 | Mar 21, 2024 |
| KLEINSCHMIDT, PAUL, J | Trustee | F | no | 11/2011 | Mar 30, 2015 | Mar 21, 2024 |
| ROBERT W. KLEINSCHMIDT IRREVOCABLE DYNASTY TRUST | LIMITED PARTNER | B | no | 11/2011 | Aug 21, 2012 | Mar 21, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| TOCQUEVILLE PARTNERS LLC | n/a | n/a | n/a | N | no | n/a |
| TOCQUEVILLE SECURITIES L.P. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| VERO BEACH | FL | United States | 9 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $10B | $9.3B | 73 | 35 | 1 | 5 | n/a |
| 2024 | Mar 18, 2025 | $9.4B | $9.3B | 70 | 36 | 1 | 4 | n/a |
| 2023 | Mar 21, 2024 | $8.9B | $8.8B | 74 | 35 | 1 | 5 | $87.4M |
| 2022 | Mar 28, 2023 | $7.9B | $7.9B | 75 | 39 | 1 | 5 | $85.5M |
| 2021 | Mar 31, 2022 | $9.6B | $9.6B | 80 | 43 | 1 | 5 | $107M |
| 2020 | Mar 31, 2021 | $9.1B | $9.0B | 81 | 40 | 2 | 3 | $92.2M |
| 2019 | Mar 30, 2020 | $7.8B | $7.8B | 90 | 45 | 2 | 4 | $80.9M |
| 2018 | Mar 27, 2019 | $11B | $11B | 107 | 50 | 3 | 4 | $70.8M |
| 2017 | Mar 31, 2018 | $13B | $13B | 107 | 50 | 3 | 4 | $84.0M |
| 2016 | Mar 29, 2017 | $12B | $12B | 115 | 47 | n/a | 7 | $93.2M |
| 2015 | Mar 30, 2016 | $11B | $11B | 114 | 46 | n/a | 9 | $67.5M |
| 2014 | Mar 30, 2015 | $13B | $13B | 110 | 46 | n/a | 9 | $97.8M |
| 2013 | Mar 28, 2014 | $13B | $13B | 107 | 46 | n/a | 8 | $112M |
| 2012 | Mar 28, 2013 | $12B | $12B | 118 | 44 | n/a | 8 | $141M |
| 2011 | Mar 28, 2012 | $11B | $11B | n/a | n/a | n/a | 9 | $169M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 3.1% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $10B | $9.4B | 9.4% | $7.9B | 8.8% | 73 | 70 | 1 | 1 |