This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

TOCQUEVILLE ASSET MANAGEMENT LP

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 9, 1986earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63

First exam

Jun 9, 1986

First registration

Jul 29, 2009

Dual registered

no

IAPD individual key

1514610

• Occurred

  Jun 17, 2025
  Advisor changed firm

  James Dale Harvey left Poplar Forest Capital Llc for Tocqueville Asset Management Lp (registered 2025-04-22)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e33eb9a3-dbad-4c98-654d-f0f2b20fb897

First observed

Jul 29, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.