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J••• C••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

J••• C••••• B••••••

Advisor at M••••• S••••••

Providence, RI

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Search this name across graphsid dfx:ria:f53a586f-fd37-aed6-70aa-f5582b92990f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 19, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 25, 2022	n/a	yes	Providence, RI	Current employment
C••••••• M••••••••• A•••••••• I•••	n/a	Jan 15, 2004	Sep 2, 2004	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• A•••••••• I•••	M••••• S••••••	Sep 2, 2004	Apr 25, 2022	6,444	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• M••••••••• A•••••••• I•••	Jul 19, 2002

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ C••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 15, 2004 to Sep 2, 2004factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 19, 1997 to Jul 19, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f53a586f-fd37-aed6-70aa-f5582b92990f
First observed: Dec 19, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.