DFX Intelligence

Data Factory

RIA / WealthAdvisor37 years in industry

JOHN CAROL GARRETT

Advisor at CAPTRUST

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f54487e7-447d-80bd-07de-c01d1a4b57d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 21, 1988
First registration: Dec 31, 2001
Dual registered: no
Other names: JOHN CAROL (JR) GARRETT
IAPD individual key: 1844250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Apr 22, 2015	n/a	yes	RALEIGH, NC	Current employment
CAPTRUST FINANCIAL ADVISORS	Former SEC adviser	Oct 20, 2003	Apr 22, 2015	no	RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 23, 2002	Oct 17, 2003	no	RALEIGH, NC	Previous registration
CAPTRUST FINANCIAL ADVISORS, LLC	n/a	Dec 31, 2001	Jun 27, 2002	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPTRUST FINANCIAL ADVISORS	Captrust	Apr 22, 2015	Apr 22, 2015	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CAPTRUST FINANCIAL ADVISORS	Oct 17, 2003	Oct 20, 2003	3	Firm change	Other
CAPTRUST FINANCIAL ADVISORS, LLC	WELLS FARGO ADVISORS	Jun 27, 2002	Oct 23, 2002	118	Bulk transfer	Other

Relationships

Registered with (4)

→ CAPTRUSTRegistered adviserregistration: current employment
Apr 22, 2015 to presentfactForm ADV
→ CAPTRUST FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 20, 2003 to Apr 22, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 23, 2002 to Oct 17, 2003factForm ADV
→ CAPTRUST FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 31, 2001 to Jun 27, 2002factForm ADV

Dated events

No dated event names this entity yet.