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Advisor at VESTGEN ADVISORS, LLC
Marco Island, FL | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VESTGEN ADVISORS, LLC | Independent wealth | May 3, 2022 | n/a | yes | Marco Island, FL|CHICAGO, IL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 7, 2003 | Dec 11, 2024 | no | DOWNERS GROVE, IL|WASHINGTON, IL|INVERNESS, IL | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jul 6, 1999 | Feb 7, 2003 | no | OAK BROOK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | VESTGEN ADVISORS, LLC | Dec 11, 2024 | May 3, 2022 | -953 | Firm change after gap | Other |
| PRINCIPAL SECURITIES, INC. | LPL FINANCIAL LLC | Feb 7, 2003 | Feb 7, 2003 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:318657:IL:2024-12-03 | Dec 11, 2024 | May 3, 2022 | INVERNESS, IL | Firm change after gap |