DFX Intelligence

L••• F••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

L••• F••••• W••••• M•••••••••

EN ENTERPRISES, LLC, CRD 337964

NORTH LIBERTY, IA

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Search this name across graphsid dfx:ria:f5472921-a0a5-f7a7-a040-17caa3d6997c

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Nov 19, 2025 to Mar 13, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

L••• F••••• W••••• M•••••••••

Family office · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $143M••• Locked
Discretionary RAUM: $143M
Private client RAUM: $142Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $143Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• P•••••• S•••••	Certified Financial Planner	NORTH LIBERTY, IA	0	24	2	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• R••••••• A••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2025	Mar 13, 2026	Mar 13, 2026
S•••••• D••••• P••••••	President	E	yes	07/2025	Mar 13, 2026	Mar 13, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$143M	$143M	2	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$143M	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (2)

← S•••••• D••••• P••••••OwnerPRESIDENT, ownership code E, individual
Mar 13, 2026 to presentfactForm ADV
← B•••••• R••••••• A••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 13, 2026 to presentfactForm ADV

Registered with (1)

← D•••• P•••••• S•••••Advisorregistration: current employment
Nov 20, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5472921-a0a5-f7a7-a040-17caa3d6997c
First observed: Nov 19, 2025
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.