DFX Intelligence

D•••• P•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

D•••• P•••••• S•••••

Advisor at L••• F••••• W••••• M•••••••••

NORTH LIBERTY, IA

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Search this name across graphsid dfx:ria:4a6033dc-bc51-afbd-3953-df6d7ba4d6ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• F••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• F••••• W••••• M•••••••••	Independent wealth	Nov 20, 2025	n/a	yes	NORTH LIBERTY, IA	Current employment
D•••• J•••• F••••••••	Former SEC adviser	Apr 24, 2023	Mar 25, 2026	no	NORTH LIBERTY, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• J•••• F••••••••	L••• F••••• W••••• M•••••••••	Mar 25, 2026	Nov 20, 2025	-125	Firm change after gap	RIA to new firm
F•••••••• I••••••••• C•••••••••	D•••• J•••• F••••••••	May 18, 2006	Apr 24, 2023

Relationships

Registered with (3)

→ L••• F••••• W••••• M•••••••••Registered adviserregistration: current employment
Nov 20, 2025 to presentfactForm ADV
→ D•••• J•••• F••••••••Registered adviserregistration: previous registration
Apr 24, 2023 to Mar 25, 2026factForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
May 6, 2002 to May 18, 2006factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4a6033dc-bc51-afbd-3953-df6d7ba4d6ca
First observed: May 6, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.