DFX Intelligence

C•••••• H••••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C•••••• H••••••••• G••••••••

Advisor at S•••••• W••••• M••••••••• L••

OLYMPIA, WA

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Search this name across graphsid dfx:ria:f54c9d55-1ef1-13dd-b743-4454a00b6097

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	State registered	Oct 21, 2015	n/a	yes	OLYMPIA, WA	Current employment
C••••• A••••••• L••	Former SEC adviser	Apr 19, 2012	Oct 20, 2015	no	GREENWOOD VILLAGE, CO\|OLYMPIA, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	S•••••• W••••• M••••••••• L••	Oct 20, 2015	Oct 21, 2015	1	Firm change	Other
C••••••• I••••••••• G••••	C••••• A••••••• L••	Oct 20, 2015	Apr 19, 2012

Relationships

Registered with (6)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 21, 2015 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Apr 19, 2012 to Oct 20, 2015factForm ADV
→ C••••••• I••••••••• G••••Registered adviserregistration: previous registration
Apr 17, 2012 to Oct 20, 2015factForm ADV
→ C•••••••• W••••• M•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f54c9d55-1ef1-13dd-b743-4454a00b6097
First observed: Jul 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.