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Advisor at ORION FINANCIAL ADVISORS
VOORHEES, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ORION FINANCIAL ADVISORS | State registered | May 22, 2024 | n/a | yes | VOORHEES, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 24, 2018 | Apr 24, 2023 | no | NEWPORT BEACH, CA|NEW YORK, NY|IRVINE, CA|NEW YORK, NY|BREA, CA|NEW YORK, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 10, 2016 | Feb 20, 2018 | no | Newport Beach, CA|Irvine, CA|Monarch Beach, CA|Laguna Niguel, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 15, 2006 | Jun 6, 2016 | no | PENNINGTON, NJ|NEW YORK, NY|MENLO PARK, CA|MONTEREY, CA|MENLO PARK, CA|MENLO PARK, CA|PENNINGTON, NJ|NEW YORK, NY|PHILADELPHIA, PA|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ORION FINANCIAL ADVISORS | Apr 24, 2023 | May 22, 2024 | 394 | Firm change | Wirehouse to state RIA |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 20, 2018 | Apr 24, 2018 | 63 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 6, 2016 | Jun 10, 2016 | 4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:NJ:2016-06-01 | Jun 6, 2016 | Jun 10, 2016 | PENNINGTON, NJ | Firm change |