DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

NORTHEAST ADVISERS, INC.

NORTHEAST ADVISERS INC, CRD 108835

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f556860e-791e-002b-77e8-28b4c19a9ac5

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2012 to Mar 19, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $639MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $434MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $160Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 376
Individual clients: 228
High net worth clients: 105
Custody, client assets: $175M
SEC number: 801-57720
CRD: 108835
Filings on the tape: 22
First filed: Mar 13, 2012
Latest filed: Mar 19, 2026
Organised: Corporation, PA
Website: northeastadvisers.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN MICHAEL DEVINE	n/a	PAOLI, PA	26	36	n/a	no
REBECCA PROETTO	Certified Financial Planner	PAOLI, PA	11	11	n/a	no
ERIC J BLEILER	Certified Financial Planner	PAOLI, PA \| Sugarloaf, PA \| Mountaintop, PA	9	23	n/a	no
Sarah E Cardamone	n/a	PAOLI, PA	5	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DEVINE, JOHN, MICHAEL	President	E	yes	06/2000	Mar 13, 2012	Mar 25, 2024
BLEILER, ERIC, J	INVESTMENT ADVISORY REPRESENTATIVE	B	no	01/2010	Feb 26, 2018	Mar 25, 2024
CUMMINGS, REBECCA	CHIEF COMPLIANCE OFFICER	B	no	07/2015	Feb 5, 2016	Mar 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MOUNTAIN TOP	Pa	United States	1	no
Sugarloaf	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$639M	$0	5	4	2	n/a	n/a
2024	Mar 31, 2025	$576M	$0	4	4	2	n/a	n/a
2023	Mar 25, 2024	$517M	$0	4	4	2	n/a	n/a
2022	Mar 28, 2023	$489M	$0	4	4	2	n/a	n/a
2021	Mar 30, 2022	$585M	$0	4	4	1	n/a	n/a
2020	Mar 19, 2021	$525M	$0	6	6	2	n/a	n/a
2019	Mar 30, 2020	$468M	$0	5	5	2	n/a	n/a
2018	Mar 27, 2019	$396M	$0	5	5	3	n/a	n/a
2017	Feb 26, 2018	$430M	$0	4	2	3	n/a	n/a
2016	Feb 23, 2017	$375M	$0	4	2	n/a	n/a	n/a
2015	Feb 8, 2016	$358M	$0	4	2	n/a	n/a	n/a
2014	Feb 26, 2015	$357M	$0	4	2	n/a	n/a	n/a
2013	Mar 21, 2014	$330M	$0	4	2	n/a	n/a	n/a
2012	Mar 21, 2013	$298M	$0	2	2	n/a	n/a	n/a
2011	Mar 13, 2012	$253M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$639M	$576M	10.9%	$489M	9.3%	5	4	2	2

Relationships

Registered with (6)

← Sarah E CardamoneAdvisorregistration: current employment
Aug 4, 2021 to presentfactForm ADV
← ERIC J BLEILERAdvisorregistration: current employment
May 5, 2017 to presentfactForm ADV
← REBECCA PROETTOAdvisorregistration: current employment
Jul 21, 2015 to presentfactForm ADV
← JOHN MICHAEL DEVINEAdvisorregistration: current employment
Aug 3, 2000 to presentfactForm ADV
← LAWRENCE PHILIP HAMILTONAdvisorregistration: previous registration
Mar 28, 2019 to Oct 11, 2021factForm ADV
← NORMAN SHAW MACQUEENAdvisorregistration: previous registration
Nov 27, 2000 to Apr 30, 2015factForm ADV

Controls (1)

← DEVINE, JOHN, MICHAELOwnerPRESIDENT, ownership code E, individual
Mar 13, 2012 to Mar 25, 2024factForm ADV

Owns (2)

← BLEILER, ERIC, JOwnerINVESTMENT ADVISORY REPRESENTATIVE, ownership code B, individual
Feb 26, 2018 to Mar 25, 2024factForm ADV
← CUMMINGS, REBECCAOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Feb 5, 2016 to Mar 25, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f556860e-791e-002b-77e8-28b4c19a9ac5
First observed: Mar 13, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTHEAST ADVISERS, INC.

NORTHEAST ADVISERS INC, CRD 108835

PAOLI, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f556860e-791e-002b-77e8-28b4c19a9ac5

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN MICHAEL DEVINE

n/a

PAOLI, PA

n/a

REBECCA PROETTO

Certified Financial Planner

PAOLI, PA

n/a

ERIC J BLEILER

Certified Financial Planner

PAOLI, PA | Sugarloaf, PA | Mountaintop, PA

n/a

Sarah E Cardamone

n/a

PAOLI, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DEVINE, JOHN, MICHAEL

President

yes

06/2000

Mar 13, 2012

Mar 25, 2024

BLEILER, ERIC, J

INVESTMENT ADVISORY REPRESENTATIVE

01/2010

Feb 26, 2018

Mar 25, 2024

CUMMINGS, REBECCA

CHIEF COMPLIANCE OFFICER

07/2015

Feb 5, 2016

Mar 25, 2024

City

State

Country

Employees

Also broker-dealer

MOUNTAIN TOP

United States

Sugarloaf

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$639M

n/a

2024

Mar 31, 2025

$576M

n/a

2023

Mar 25, 2024

$517M

n/a

2022

Mar 28, 2023

$489M

n/a

2021

Mar 30, 2022

$585M

n/a

2020

Mar 19, 2021

$525M

n/a

2019

Mar 30, 2020

$468M

n/a

2018

Mar 27, 2019

$396M

n/a

2017

Feb 26, 2018

$430M

n/a

2016

Feb 23, 2017

$375M

n/a

2015

Feb 8, 2016

$358M

n/a

2014

Feb 26, 2015

$357M

n/a

2013

Mar 21, 2014

$330M

n/a

2012

Mar 21, 2013

$298M

n/a

2011

Mar 13, 2012

$253M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$639M

$576M

10.9%

$489M

9.3%