DFX Intelligence

L••••••• P••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)39 years in industry

L••••••• P••••• H•••••••

Advisor at T•••••••• A••••••• G••••• I•••

GREENSBURG, PA | WILKES-BARRE, PA

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Search this name across graphsid dfx:ria:33cebb85-f129-a908-3cbc-c29aae26e64c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 27, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	May 5, 2006	n/a	yes	WILKES-BARRE, PA\|GREENSBURG, PA	Current employment
N•••••••• A•••••••• I•••	Independent wealth	Mar 28, 2019	Oct 11, 2021	no	Wilkes-Barre, PA\|PAOLI, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• A•••••••• I•••	n/a	Oct 11, 2021	n/a	n/a	Departure no registered destination	Departure
N•••••••• A•••••••• I•••	T•••••••• A••••••• G••••• I•••	Aug 4, 2017	May 5, 2006	-4,109

Relationships

Registered with (2)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
May 5, 2006 to presentfactForm ADV
→ N•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2019 to Oct 11, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:33cebb85-f129-a908-3cbc-c29aae26e64c
First observed: Nov 27, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.