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Advisor at LPL FINANCIAL LLC
GENEVA, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 28, 2022 | n/a | yes | GENEVA, IL | Current employment |
| PRIVATE ADVISOR GROUP, LLC | Bd affiliated wealth | Sep 27, 2019 | Oct 17, 2022 | no | MORRISTOWN, NJ|GENEVA, IL | Previous registration |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 14, 2017 | Dec 31, 2019 | no | Geneva, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP, LLC | LPL FINANCIAL LLC | Oct 17, 2022 | Jun 28, 2022 | -111 | Firm change after gap | Ibd to RIA |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC | PRIVATE ADVISOR GROUP, LLC | Dec 31, 2019 | Sep 27, 2019 | -95 | Firm change after gap | RIA to RIA |